senior compliance officer- surveillance and monitoring Jobs - 427
Fixed Income Compliance Officer
Sumitomo Mitsui Banking Corporation - New York,NY
Employment Type : Full-Time
Fixed Income Compliance Officer Job Level: Director Job Function: Governance & Assurance Location: New York, NY, US, 10172 Employment Type: Full Time Requisition ID: 3407 SMBC Group is a top-tier global...
Senior Compliance Manager, Investments Compliance
American International Group - New York,NY
Employment Type : Full-Time
Position Summary: AIG's Investments group is responsible for managing the investment assets of AIG, including affiliated insurance companies, through internal and external managers The Investments Compliance team provides compliance and...
Senior Program Manager, Compliance Operations, Amazon Privacy Services
Amazon - New York,NY
Employment Type : Full-Time
Description Amazon is seeking an innovative and high-judgement Senior Program Manager (PM) to join the new Compliance Operations team within Amazon Privacy Services. Amazon Privacy Services own products and programs that deliver technical...
Compliance Officer
Schonfeld Strategic Advisors LLC - New York,NY
Employment Type : Full-Time
The Role We are seeking to hire an exceptional Compliance Officer to join our Global Markets Advisory Compliance team in our New York office. As Global Markets Advisory Compliance Officer you will act as subject matter expert for regulations...
Compliance Surveillance Group Manager (SVP) Syndicate Surveillance
Citi - Getzville,NY
Employment Type : Full-Time
Serves as a compliance risk manager for Independent Compliance Risk Management (ICRM)s Surveillance team responsible for the design, implementation, and oversight for a suite of Syndicate surveillances designed to detect behaviors that may...