senior manager - cmc regulatory Jobs - 192
Senior Associate Director
Asgard Regulatory Group, LLC - Melville,NY
Employment Type : Full-Time
**MUST BE ABLE TO COMMUTE TO MELVILLE, NY 5 DAYS PER WEEK** The Senior Associate Director will be responsible in supporting the Asgard team with the delivery of expert advice to broker dealers regarding FINRA, SEC and/or state...
Compliance Associate
LevelUP HCS - New York,NY
Employment Type : Full-Time
About the Position: We are seeking a professional to support the Tech department in ensuring compliance with Federal Reserve and NYSDFS regulatory requirements by aligning processes and procedures with the IT Handbooks provided by...
Senior Consultant, GRC, Proactive Services (Unit 42) - Remote
Palo Alto Networks - Albany,NY
Employment Type : Full-Time
Our Mission At Palo Alto Networks® everything starts and ends with our mission: Being the cybersecurity partner of choice, protecting our digital way of life. Our vision is a world where each day is safer and...
Mailroom Operations Manager
Friedman Vartolo LLP - Garden City,NY
Employment Type : Full-Time
The Company: Friedman Vartolo LLP is a rapidly growing New York based real estate and default services law firm with 250+ employees across six states. The firm prides itself not solely on its superior legal product, but also...
Information Technology Audit Manager
Top Prospect Group - New Rochelle,NY
Employment Type : Full-Time
Job Summary The Manager of IT Audit and Internal Controls oversees the evaluation and improvement of the organization's IT controls, ensuring compliance with regulatory requirements, mitigating risks, and strengthening...