sr manager, global trade compliance (apac) Jobs - 687
Compliance Officer - Markets Business Line Advisory Compliance
Santander Holdings USA - New York,NY
Employment Type : Full-Time
Compliance Officer - Markets Business Line Advisory Compliance New York, United States of America USA Job Family...
Head of Compliance, Trade Surveillance and Communications
Confidential - New York,NY
Employment Type : Full-Time
Head of Compliance, Trade Surveillance and Communications About the Company Premier broker dealer Industry Insurance Type Privately Held About the Role The Company is seeking a Head of Compliance for...
Head of Compliance Testing
Groupe Bpce - New York,NY
Employment Type : Full-Time
The Head of Testing [ Compliance Controls (“CC”)] will be responsible for managing the compliance testing function for the CIB Americas platform. This role includes, but is not limited to, ensuring that annual testing plans are sufficiently...
Senior Vice President, Compliance
CastleOak Securities - New York,NY
Employment Type : Full-Time
CastleOak Securities, L.P. ("CastleOak") is a premier boutique investment bank focused on providing capital markets services to a broad array of corporate, governmental and institutional clients. Headquartered in New York City, the firm...
Senior Compliance Manager
Northern Trust - New York,NY
Employment Type : Full-Time
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative...