swap dealer head of regulatory reporting Jobs - 4503
Managing Director, Head of Regulatory and Assurance
Credit Agricole CIB - New York,NY
Employment Type : Full-Time
Summary: The Compliance Regulatory and Assurance (CPL RA) team is a recently established “Center of Excellence” within the CACIB Compliance Function reporting directly to the Chief Compliance Officer (CCO). The CPL RA...
VP - Broker Dealer Financial Reporting
Page Executive - New York,NY
Employment Type : Full-Time
About Our Client Leading Bank based in midtown This bank has a hybrid schedule 2 days in office, 3 days working from home Job Description My client is looking for a VP...
Director, Swap Dealer Compliance
Scotiabank Hockey Club - New York,NY
Employment Type : Full-Time
Title: Director, Swap Dealer Compliance Requisition ID: 129716 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. This individual must contribute to the overall success of the...
Chief Compliance Officer - Swap Dealer
StoneX Group - New York,NY
Employment Type : Full-Time
Serve as the leader in all aspects of compliance associated with the swap dealer and partner with various business units to aid in achieving their objectives. Work closely with management and members of the SXM compliance team and other functional...
Swap Dealer Head of Regulatory Reporting
Tandym Group - New York,NY
Employment Type : Full-Time
A tech investment firm in New York City is currently seeking an experienced Finance professional to join their growing team as their new Head of Regulatory Reporting Swap Dealer. In this role, the Head of Regulatory Reporting Swap Dealer will be...