Employment Type : Full-Time
Senior Director, Compliance (New York, NY): Our client, a $50B+ diverse and complex fund, is hiring an exceptional individual as their #2 within the compliance department to support the CCO in a buildout of their regulatory...
Employment Type : Full-Time
An established financial institution is seeking a dynamic Head of Trade Operations to lead its New York branch. This is a high-impact leadership role where you'll drive operational excellence, streamline processes, and enhance...
Employment Type : Full-Time
FalconX is a pioneering team of operators, investors, and builders committed to revolutionizing institutional access to the crypto markets. Operating at the intersection of traditional finance and cutting-edge technology, FalconX addresses the...
Employment Type : Full-Time
The Head of Testing [ Compliance Controls (“CC”)] will be responsible for managing the compliance testing function for the CIB Americas platform. This role includes, but is not limited to, ensuring that annual testing plans are sufficiently...
Employment Type : Full-Time
Job Description: Experience with trade surveillance governance and operating modelExperience working with compliance organizations to review and assess the effectiveness of trade surveillanceStrong...