Employment Type : Full-Time
Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law,...
Employment Type : Full-Time
Summary In this role you will be responsible for the operations initiated by the Treasury and Repo Front Office in New York. You will be a point of contact and liaise with entities both internally and externally (Clients,...
Employment Type : Full-Time
Senior Investment Compliance Manager Requisition ID 3246 Department Legal & Compliance Work Location New York, NY. Bessemer Trust is seeking an experienced Compliance Manager to join our Investment Compliance team. Reporting directly to the Director...
Employment Type : Full-Time
Assembler Title ...
Employment Type : Full-Time
A financial services firm in New York City is currently seeking an experienced professional to join their team as their new Trade Compliance Officer. In this role, the Trade Compliance Officer will be responsible for ensuring compliance with all...