trade surveillance analyst Jobs - 5588
Trade - Contractor - L4
Innova Solutions - Rochester,NY
Employment Type : Full-Time
Innova Solutions is immediately hiring for a Trade Compliance The following information aims to provide potential candidates with a better understanding of the requirements for this role. Position Type: Full Time, Contract...
Compliance and Operational Risk Manager - Trade Surveillance
Bank of America - New York,NY
Employment Type : Full-Time
Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates,...
Compliance Surveillance Analyst
Mizuho Financial group - New York,NY
Employment Type : Full-Time
Compliance Surveillance Analyst Essential Duties & Responsibilities: * Maintain and monitor employee brokerage accounts. Timely follow-up with onboarding users, account disclosures and brokerage firms, to establish or remove accounts from...
Compliance and Operational Risk Manager - Trade Surveillance
The Bank of America Corporation - New York,NY
Employment Type : Full-Time
At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and...
Compliance Surveillance Sr Analyst - Personal Trading and Outside Activities (Hybrid)
Citi - Getzville,NY
Employment Type : Full-Time
The senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team is responsible for the oversight for surveillance services designed to detect behaviors that may violate regulatory rules or internal policies...