Employment Type : Full-Time
Job Description I am looking for a compliance officer to join my client (a highly regarded law firm) who will be responsible for ensuring we are compliant in all aspects of regulatory and legal requirements. The successful candidate will assist management and staff to identify and manage regulatory risks. Main Functions and Responsibilities Provide support and on-going assistance to the COLP; COFA; MLRO and DPO in their daily compliance activiti...
Employment Type : Full-Time
About US NJR are currently representing a Firm of Independent Financial Planners who are based in Leicester area, and who now require an ambitious and talented Compliance Officer to join their dynamic and forever growing business. Our Client work out of a modern state of the art building and pride themselves on maintaining a family friendly culture. A Compliance Officer / File Reviewer is required to check client files and the documents using fo...
Employment Type : Full-Time
Eames Consulting is partnering with a reputable Lloyd's Syndicate to appoint a Compliance Officer in multiple locations, including London, York, and Colchester. We are seeking compliance generalists to support the Head of Compliance with a solid understanding of the PRA/FCA Handbook, Sanctions, and Financial crime. Requirements include but are not limited to: Analyse regulatory publications, engage with industry groups, and address business quer...
Employment Type : Full-Time
MERJE is delighted to be partnering with an established and highly reputable global Hedge Fund in their search for a Compliance Officer for their London office. This prestigious Hedge Fund has a rich history of excellence and innovation in the financial sector. With a strong focus on client satisfaction and ethical practices, the company offers a dynamic and rewarding work environment for ambitious professionals looking to develop their careers ...
Employment Type : Full-Time
MERJE is seeking a highly skilled Risk Officer for a prestigious international banking institution in London. This role offers an exciting opportunity to manage financial risks, ensure regulatory compliance, and contribute to strategic decision-making in a dynamic financial environment. Location: London The Company This leading international corporate banking institution has a rich history and a strong presence in the global financial market. Th...
Employment Type : Full-Time
Compliance Officer ( Financial ) - maternity cover - This is a 50/50 split of Work from home and in office eg one week in office one week from home . Our client based in Bristol at Emersons Green near the junction of the M4 and M32 ( so commutable from Bristol ,Bath ,Chippenham, Swindon etc ) are experts in the Financial Compliance industry; focussing mainly on the Motor Trade and Travel . They have one of the UK's largest regulatory networks wi...
Employment Type : Full-Time
Do you have experience as a Compliance Officer in an insurance broker environment? Want to work for a well-rounded business advisory firm which will give you excellent exposure to a wide range of career enhancing skills? Look no further. As Compliance Officer, you’ll work closely with the wider compliance team to ensure full internal and external business compliance is in order. Salary – 45,000 Per Annum Location – Manchester (Occasi...
Employment Type : Full-Time
Compliance Officer - Northwich - 30k (pro-rata) 30 hrs per week benefits Our client is looking for a highly organised and detail-oriented Compliance Officer to manage and oversee various compliance functions within the company. The successful candidate will be responsible for ensuring adherence to the BRC standard, managing technical specifications, drafting policies and procedures, conducting risk assessments, and leading audits across differen...
Employment Type : Full-Time
A leading financial services business headquartered in Cheshire, is recruiting for a Compliance Monitoring Officer to join on a permanent basis. Client Details This firm specialises in providing a wide range of financial products and services to their clients, ensuring their financial well-being and security. The company is committed to maintaining the highest standards of regulatory compliance and ethical conduct in all operations. Description ...
Employment Type : Full-Time
Reed Business Support are seeking a Compliance Officer to join our client, a prestigious legal firm, based in Teesside. This role is to ensure our client's practices, records, and controls meet the highest standards of regulatory compliance and accreditation requirements. This role is integral to maintaining their commitment to quality and excellence. Benefits: Salary up to 30,000 based on experience. Supportive team environ...