Employment Type : Full-Time
Compliance Officer London 65K - 85K Working within close knit compliance team in mid sized Insurance underwriters you will be involved with; Taking on a central and varied role responsible for identifying, assessing, and monitoring regulatory risk and reporting to management on the effectiveness of internal systems and controls. Providing regulatory advice and guidance to the business that, whilst remaining commercially attuned, ensures the deli...
Employment Type : Full-Time
QHSE Officer, Nr Sevenoaks - 35,000 - 40,000 We are seeking a qualified and experienced QHSE Officer to join our clients growing team. In this role, you will be responsible for developing, implementing, and maintaining QHSE management systems. You will also be responsible for conducting risk assessments and audits, developing and delivering training on QHSE procedures, monitoring and reporting on QHSE performance, and liaising with regulatory bo...
Employment Type : Full-Time
Are you passionate about compliance in the financial services sector? We’re partnering with a leading lending company based in London who is on the lookout for a proactive and detail-oriented Compliance Officer to join their dynamic and supportive team. If you're driven by regulatory excellence and ready to contribute to a high-performing team, this could be the perfect opportunity for you! Role Objectives: In this key role, you will ensure the ...
Employment Type : Full-Time
A leading Chartered Wealth Management firm are looking for a Compliance Monitoring Officer to join the team. This position can be office based or fully remote for the right person. It offers a competitive salary, and a comprehensive benefits package. Compliance Officer Overview: As the Compliance Monitoring Officer, you will be responsible for reviewing advice files in line with agreed business standards as part of the company’s QA programme tha...
Employment Type : Full-Time
Responsible for promoting a positive health and safety culture throughout the Business, Keeping employees safe, preventing harm and ill health. This role will develop, maintain and improve Safety, Health and the Environment (SHE) standards within the business in accordance with current legislation and company policies and procedures. Ensure the business, Managers and employees comply with all SHE legislation and that SHE policies and pract...
Employment Type : Full-Time
A Compliance Officer is needed in the leisure, travel and tourism industry to ensure our clients operations are conducted within the confines of regulatory frameworks. The successful candidate will be charged with monitoring and reporting on our company's adherence to legal guidelines and internal policies. Client Details The organisation is a high-performing entity in the leisure, travel and tourism industry. The company is well-regarded for it...
Employment Type : Full-Time
Our client, an award winning independent financial advice firm are looking for a Compliance Officer to join the team on a permanent basis. As Compliance Officer you will assist the Compliance Manager in ensuring that the firm remains abreast of regulatory change and risks to the firm. You will do this by undertaking pre and post-sale file checks as well as undertaking completeness checks on new business cases. You will ...
Employment Type : Full-Time
We are looking for a Compliance Officer for our client! Previous experience within the Financial Services industry is essential, and preference would be that you have the RO1 qualification and be working towards your diploma. The successful candidate will be working directly with the owners and existing compliance staff to ensure the company adheres to FCA guidance and the company's own in-house policies. Your expertise in effective risk managem...
Employment Type : Full-Time
A prestigious international bank is seeking a dynamic new addition to its busy Compliance area. Your duties will include: Assisting the Compliance team in ensuring all the compliance functions remain up to date with requirements issued by any statutory/regulatory authorities Investigating/reporting on any breaches Ensuring the compliance monitoring procedures are up to date/reviewed, and assisting with the execution of the compliance monitoring ...
Employment Type : Full-Time
Membership Officer Membership Body Central London - Hybrid role 2-3 days in the office, 2 days working from home Basic Salary up to 35,000 dependant on experience with 25 Days Holiday plus bank holidays, Pension Scheme - employee pension contribution of 5% matched by employer contribution of 15%, Private Healthcare, Season Ticket Loan, Death in Service. Full Time, Permanent Our client a professional membership body based in central London is see...