risk and compliance executive - legal Jobs - 157


AJ Bell - M53EE

Employment Type : Full-Time

We’re seeking an experienced Head of External Reporting to join our Corporate Reporting team and lead AJ Bell’s annual reporting cycle. This role is perfect for a proactive, established leader with deep technical expertise and strong influence at senior levels. You’ll need a thorough understanding of financial principles, robust leadership abilities, and the skill to clearly communicate complex financial and technical information to senior stake...

Reed - SN58UB

Employment Type : Full-Time

Are you an established Compliance Consultant looking for an exciting new opportunity? We are seeking a talented individual to join our team and provide effective risk-based second line compliance services across our wealth, mortgage, and protection channels. About the Role: As a Compliance Consultant, you will play a crucial role in advising our Chief Risk & Compliance Officer, Channel Heads, Executive Committee, and Senior Management Team. ...

Focus Search and Selection - London

Employment Type : Full-Time

Account Executive - ESG, Risk, and Compliance Solutions Location: London Position Type: Full-time Start Date: ASAP Why Join Our Client? Are you passionate about making an impact in the financial world while driving the future of ESG, Risk, and Compliance? Our client’s ERC Intelligence Engine empowers businesses to build trust and sustainability, making a difference in the financial services landscape. They are seeking a dynamic Account Executive...

Focus Search and Selection - Paddington

Employment Type : Full-Time

Account Executive - ESG, Risk, and Compliance Solutions Location: London Position Type: Full-time Start Date: ASAP Why Join Our Client? Are you passionate about making an impact in the financial world while driving the future of ESG, Risk, and Compliance? Our client’s ERC Intelligence Engine empowers businesses to build trust and sustainability, making a difference in the financial services landscape. They are seeking a dynamic Account Executive...

AWE PLC - RG74PR

Employment Type : Full-Time

We are looking for an inquisitive, mindful and independent thinking Senior Internal Regulator to join the Internal Regulation Surveillance team. You will be covering on-site Major Capital Projects, from concept design stages through to construction and commissioning here at AWE Nuclear Security Technologies. Salary range starts at: 43,930 with room for upwards negotiation Location: RG7 4PR , located between Reading and Basingstoke AWE operates a...

Reed - SN58UB

Employment Type : Full-Time

Are you an established Compliance Consultant looking for an exciting new opportunity? We are seeking a talented individual to join our team and provide effective risk-based second line compliance services across our wealth, mortgage, and protection channels. About the Role: As a Compliance Consultant, you will play a crucial role in advising our Chief Risk & Compliance Officer, Channel Heads, Executive Committee, and Senior Management Team. ...

MERJE Ltd - EC4Y1BN

Employment Type : Full-Time

MERJE is currently working exclusively with a well known financial planning and wealth management business in their search for a new Head of Compliance & Risk. This position is responsible for implementing and maintaining documented and effective systems, policies, processes and controls for compliance with requirements and standards under the regulatory system, including risk management, governance, anti-financial crime and Data Protection....

REV & REGS LIMITED - EC2N1AR

Employment Type : Full-Time

Rev & Regs are seeking an experienced Head of Compliance & MLRO position working for a dynamic and well-established Brokerage firm in the City of London. The role will be approved under the Senior Managers Regime as the SMF 16 and SMF 17. The Head of Compliance & MLRO is a key critical role with executive responsibility for providing senior management with independent day-to-day compliance and AML advice to meet current and upcoming ...

Premier Jobs UK Limited - NW18EQ

Employment Type : Full-Time

This remote based Compliance Analyst job provides opportunity to join a multi-award winning asset management firm. The vacancy is available due to the business rapidly expanding, whereby you will report directly into the Compliance Director and you will work closely with the CEO. As Compliance Analyst, you will play in a critical part in the company’s adherence to their compliance policies and processes. The business have a broad range of MPS po...

Ashe Consulting - Bristol

Employment Type : Full-Time

One of the UK’s leading independent insurance brokers and employee benefits consultants has an opportunity within its expanding Group Risk team. The Healthcare & Group Risk Consultant will have responsibility for their portfolio of large corporate client schemes, whilst being accountable for maximizing retention and growth of large corporate client base. Associated responsibilities include; preparation of statements of advice-from fact find ...