Employment Type : Full-Time
Compliance Officer - Northwich - 30k (pro-rata) 30 hrs per week benefits Our client is looking for a highly organised and detail-oriented Compliance Officer to manage and oversee various compliance functions within the company. The successful candidate will be responsible for ensuring adherence to the BRC standard, managing technical specifications, drafting policies and procedures, conducting risk assessments, and leading audits across differen...
Employment Type : Full-Time
Job Description: This is an exciting opportunity to join a well-established Manchester based firm operating in the wealth management space who are seeking an experienced Compliance Officer to support their next period of growth. For the right candidate this in an excellent opportunity to help shape the firms future compliance strategy and offers the opportunity to become the SMF 16 role holder in the future. A young and vibrant team led by a sen...
Employment Type : Full-Time
Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies and procedures. The firm promote a fun and collaborative environment, where the whole team really e...
Employment Type : Full-Time
Compliance Monitoring Officer Home Based 40,000 - 45,000 per annum plus bonus and benefits About the role: My client is a national Wealth Management business and they are looking for a Compliance Monitoring Officer to join their expanding team. The business operates a remote working model and is paying a salary c 40k to 45k. The main purpose of the role is to provide a pre and post file reviews service to the clients of the business. The file re...
Employment Type : Full-Time
Compliance Monitoring Officer Home Based 40,000 - 45,000 per annum plus bonus and benefits About the role: My client is a national Wealth Management business and they are looking for a Compliance Monitoring Officer to join their expanding team. The business operates a remote working model and is paying a salary c 40k to 45k. The main purpose of the role is to provide a pre and post file reviews service to the clients of the business. The file re...
Employment Type : Full-Time
Our client, a leading financial planning and wealth management firm are looking for a Compliance Monitoring Officer to join the function on a permanent basis. As Compliance Monitoring Officer you will be responsible for undertaking the risk based second line monitoring function. Role Responsibilities: To undertake second line of defence compliance monitoring for review of the effectiveness of the compliance controls in ...
Employment Type : Full-Time
Our client, a leading financial planning and wealth management firm are looking for a Compliance Monitoring Officer to join the function on a permanent basis. As Compliance Monitoring Officer you will be responsible for undertaking the risk based second line monitoring function. Role Responsibilities: To undertake second line of defence compliance monitoring for review of the effectiveness of the compliance controls in ...
Employment Type : Full-Time
Compliance Monitoring Officer Home Based 40,000 - 45,000 per annum plus bonus and benefits About the role: My client is a national Wealth Management business and they are looking for a Compliance Monitoring Officer to join their expanding team. The business operates a remote working model and is paying a salary c 40k to 45k. The main purpose of the role is to provide a pre and post file reviews service to the clients of the business. The file re...
Employment Type : Full-Time
Compliance Monitoring Officer Home Based 40,000 - 45,000 per annum plus bonus and benefits About the role: My client is a national Wealth Management business and they are looking for a Compliance Monitoring Officer to join their expanding team. The business operates a remote working model and is paying a salary c 40k to 45k. The main purpose of the role is to provide a pre and post file reviews service to the clients of the business. The file re...
Employment Type : Full-Time
Mortgage Compliance Officer - Gateshead Join a Dynamic Team and Excel in Mortgage Compliance About the Role: BDM Recruitment is seeking a highly motivated Mortgage Compliance Officer to join a well-established, independent mortgage broker based in Gateshead . As a key member of our team, you will play a vital role in ensuring the efficiency and regulatory compliance of mortgage application processes. Key Responsibilities: Regulatory Adherence: C...