Employment Type : Full-Time
Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies and procedures. The firm promote a fun and collaborative environment, where the whole team really e...
Employment Type : Full-Time
Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies and procedures. The firm promote a fun and collaborative environment, where the whole team really e...
Employment Type : Full-Time
A newly regulated business of global scale are looking for an experienced, confident Compliance Officer to join the team and assist through an initial bedding in period. This role could lead to future opportunities as the department becomes established. Responsibilities: Supporting the Compliance Manager in ensuring that the company meets its legal and regulatory obligations. Providing expert regulatory advice and guidance to the business on a r...
Employment Type : Full-Time
Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies and procedures. The firm promote a fun and collaborative environment, where the whole team really e...
Employment Type : Full-Time
West End based bank is seeking well experiernced proven people manager to lead the AML Remediation and Periodic Review function within the banks AML division. This role ensures efficient and accurate administration of Financial Crime data as part of the first line of defense, while driving quality standards, compliance, and effective team performance. A proven track record of team management is essential, as the role involves strategic leadershi...
Employment Type : Full-Time
FCS Compliance is a leading AML compliance consultancy servicing both the property and art sectors. Our team of highly experienced consultants are looking for a Business Support Administrator to join our rapidly growing team.? FCS Compliance offers all employees training and industry accreditation. As a Business Support Administrator, your duties will include: Set up and monitor new clients during the onboarding process using internal IT systems...
Employment Type : Full-Time
Compliance Manager Walsall-based Legal 500 firm We're currently working with a leading West Midlands law firm offering you a wide range of legal services, from conveyancing, family, company & Commercial, commercial property and more. Now looking for someone to join their growing firm and lead on compliance. This is the firms first external legal compliance hire, so looking for someone that can hit the ground running in compliance...
Employment Type : Full-Time
Our client a well known London Law firm with offices based in Highgate. the role as a Risk and Compliance Analyst will involves advising and supporting fee earners and business functions on client matter conduct including client care, conflicts, anti-money laundering, sanctions, file management and ensuring that risk and compliance checks are completed in good time. The role entails carrying out background analysis, requesting documentation from...
Employment Type : Full-Time
Our well-established financial services client are at the start of an exciting journey on the transformation agenda and are looking for a Compliance and Financial Crime Officer to join the Risk and Compliance Team. It’s safe to say that no day is the same in the Risk and Compliance Team and if you are looking for a role that will provide variety and give you exposure and experience to many different facets of Compliance and Financial Crime, then...
Employment Type : Full-Time
A great opportunity has risen for an experienced Compliance and Internal Control Manager in financial sector. The company is an internationally operating corporate providing financial related services, this is a new role and suitable for those who has got solid and tracked experience within compliance/regulatory area within finance. Due to the nature of the role, Japanese language is mandatory for this role. Job descriptions: Provide a pro-activ...