Employment Type : Full-Time
Compliance Officer, Remote. Bibby Financial Services have an exciting opportunity available for a meticulous Compliance Officer to join our team on a Flexible/Remote basis. You will join us on a full time, permanent basis and in return, you will receive a competitive salary of 43,700 - 64,300 per annum and other benefits. We’ve supported small and medium-sized enterprises (SMEs) since 1982 and today we support more than 9000 business...
Employment Type : Full-Time
A leading Chartered Wealth Management firm are looking for a Compliance Monitoring Officer to join the team. This position can be office based or fully remote for the right person. It offers a competitive salary, and a comprehensive benefits package. Compliance Officer Overview: As the Compliance Monitoring Officer, you will be responsible for reviewing advice files in line with agreed business standards as part of the company’s QA programme tha...
Employment Type : Full-Time
We are working with a leading industrial services company who is looking for a Compliance Officer to join their team. This role is crucial for maintaining and enhancing their compliance frameworks and standards. You will be instrumental in ensuring that all business processes meet current legal and ethical standards, making this a vital position within our organisation. Some of the benefits include: Hybrid Working Free on-site parking...
Employment Type : Full-Time
Job Description I am looking for a compliance officer to join my client (a highly regarded law firm) who will be responsible for ensuring we are compliant in all aspects of regulatory and legal requirements. The successful candidate will assist management and staff to identify and manage regulatory risks. Main Functions and Responsibilities Provide support and on-going assistance to the COLP; COFA; MLRO and DPO in their daily compliance activiti...
Employment Type : Full-Time
Do you have experience within pensions, including Defined Benefit schemes? Do you want to work for a well established company who values its staff, offers an excellent working environment and superb benefits? If so read on.... Our client is looking for a motivated Compliance Officer This role will involve: Compliance checking Defined Benefit & safeguarded benefit pension reviews / TVAS reports for accuracy Compliance checking Abridged Advice...
Employment Type : Full-Time
Do you have a passion for compliance, regulation and risk management? Do you have a strong track record of setting up compliance policies and frameworks in the financial services sector? Are you an inspired individual who is looking for growth and would like to make an impact in a young and dynamic company? If, so, then we want to hear from you! Why Work with Us? Location: Birmingham Job Type: Permanent Working Model: Hybrid (flexible working op...
Employment Type : Full-Time
Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies and procedures. The firm promote a fun and collaborative environment, where the whole team really e...
Employment Type : Full-Time
Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies and procedures. The firm promote a fun and collaborative environment, where the whole team really e...
Employment Type : Full-Time
Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies and procedures. The firm promote a fun and collaborative environment, where the whole team really e...
Employment Type : Full-Time
Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies and procedures. The firm promote a fun and collaborative environment, where the whole team really e...