compliance officer - investment Jobs - 1404


Next Employment - EC3A1AT

Employment Type : Full-Time

Compliance officer working within a small compliance team within large Insurance underwriters You will be: Taking on a central and varied role responsible for identifying, assessing, and monitoring regulatory risk and reporting to management on the effectiveness of internal systems and controls. Providing regulatory advice and guidance to the business that, whilst remaining commercially attuned, ensures the delivery of good outcomes. Developing ...

The Portfolio Group - London

Employment Type : Full-Time

Job Purpose An exciting opportunity has arisen to join a growing business in a newly formed Compliance Officer role. This business provides technical online resourcing content to the HR and Professional industry. You would be onsite five days a week in vibrant office in the City of London. This is a permanent role that offers 45K benefits. If you are highly motivated, skilled, driven individual, good communication and collaborative capabilities ...

SF Recruitment - Nottingham

Employment Type : Full-Time

Compliance Officer required in Nottingham Location: Nottingham (Hybrid - 2 days in office, 3 days remote) Contract: Full-time, Permanent Salary: 35,000 - 38,000 per annum Are you an experienced Compliance Officer seeking a dynamic role with flexibility? SF Recruitment are looking for a detail-oriented Compliance Officer to help our client uphold and strengthen their commitment to regulatory and internal standards. Based in Nottingham, this hybri...

D&R Recruitment Limited - M154AB

Employment Type : Full-Time

A leading specialist lender renowned for their expertise in Bridging Finance and Buy-to-Let (BTL) mortgages currently requires Compliance Officer a to join its highly successful and vibrant team, on a hybrid basis, and in the Manchester area. Its commitment to excellence and innovative financial solutions has earned them a strong reputation in the industry. Compliance Officer General Purpose The Audit and Compliance Supervisor will support the o...

Employment Specialists Ltd - Ipswich

Employment Type : Full-Time

This vital role supports this Insurance Group with its responsibilities to comply with Regulatory requirements, internal policies and procedures and meeting the expectations of business partners through due-diligence requests and audits. Indicative of the importance of this role to the business, this is an additional role to support the Compliance Manager. As Compliance Officer you will support our rapidly growing Insurance Client who provides u...

Employment Specialists Ltd - Norwich

Employment Type : Full-Time

This vital role supports this Insurance Group with its responsibilities to comply with Regulatory requirements, internal policies and procedures and meeting the expectations of business partners through due-diligence requests and audits. Indicative of the importance of this role to the business, this is an additional role to support the Compliance Manager. As Compliance Officer you will support our rapidly growing Insurance Client who provides u...

Career Cross Ltd - Northwich

Employment Type : Full-Time

Compliance Officer - Northwich - 30k (pro-rata) 30 hrs per week benefits Our client is looking for a highly organised and detail-oriented Compliance Officer to manage and oversee various compliance functions within the company. The successful candidate will be responsible for ensuring adherence to the BRC standard, managing technical specifications, drafting policies and procedures, conducting risk assessments, and leading audits across differen...

Michael Page Legal - London

Employment Type : Full-Time

We are looking for a detail-oriented Compliance Officer to ensure our client consistently operates in accordance with industry regulations and standards. Client Details A top-tier, US law firm. Description Ensure company policies and procedures comply with regulatory and ethical standards. Conduct thorough conflict and AML searches on new and existing clients and matters. Conduct client screening, sanctions screening, enhanced due diligence moni...

Focus Resourcing - High Wycombe

Employment Type : Full-Time

An excellent opportunity has arisen to work for our established client in High Wycombe as a Compliance Officer. This is a great opportunity assessing trainer delivery ability and systems in accordance with the relevant standards. Benefits: * 21 days holiday Christmas shutdown birthday day off bank holidays * Life assurance 4 x salary * Vitality healthcare * Pension * Option to buy additional holiday - also increases with length of service * Stud...

BCT Resourcing - City of London

Employment Type : Full-Time

Compliance Officer City of London 60,000 - 80,000 per annum I am recruiting for a Compliance Officer for one of my well established Insurance clients in the city on a hybrid basis. Duties include: - Sanctions screening, referrals and performing checks, along with other financial crime activities - Monitoring, thematic reviews, assurance - Elements of advisory - Conduct risk, consumer duty, complaints and customer outcomes The candidate requireme...