compliance officer - investment Jobs - 1399


Hays Specialist Recruitment Limited - London

Employment Type : Full-Time

Your new company They are one of the leading businesses in cybersecurity with tens of thousands of customers internationally. Within a climate of increased cybersecurity threats, they enable their customers to mitigate cyberattacks, human errors and technology failure. They offer a wide range of cybersecurity related products including proactive threat detection, awareness training and data retention capabilities protecting businesses with globa...

Eteach Group Services Limited - RG121WA

Employment Type : Full-Time

Assist the team with compliance and vetting, whilst following strict internal processes and external guidelines to secure teachers and teaching support staff to the teaching supply pool. What we offer Ongoing training and professional development opportunities to enhance your skills. Opportunities for career growth. Exposure to cutting-edge software solutions and industry-leading clients. Comprehensive benefits package, including health insuranc...

CKB Recruitment - SO211TH

Employment Type : Full-Time

We have a great opportunity available for an experienced compliance professional, to join one of the South Easts fastest growing independent insurance brokers, to come on board to manage their compliance function. There will be a full internal hand over from the person currently responsible. They will then look to you to review the whole compliance function and manage this, reporting into the board of Directors. They are happy to see people from...

Hays Specialist Recruitment Limited - Guildford

Employment Type : Full-Time

Your new company My client, a specialist software company, is at the cutting edge of developing innovative solutions that empower businesses to excel in a digital landscape. Based in the Guildford Area, Surrey-working in the office 5 days a week, Your new role Proactively researching industry regulations and providing in-depth analysis and guidance to the company with respect to these regulations. Overseeing, updating, and developing compliance ...

Mosaic Recruitment Ltd., - AL100AE

Employment Type : Full-Time

This is a hybrid role with great benefits! To assist with the day to day running of the Compliance Department and to help communicate, maintain and monitor the on-going compliance activities within the business ensuring all regulatory and Corporate requirements are fulfilled, documented and communicated in a professional and supportive manner.  Key skills and tasks required; Understanding of the importance of business controls & legal c...

Vitality - BH26EP

Employment Type : Full-Time

About The Role Team –  Risk Working Pattern - Hybrid – 2 days per week in either the Vitality Bournemouth or London Offices. Full time hours. We are happy to discuss flexible working! What this role is all about: To support the UK Group Heads of Risk, the UK Group Compliance Director and the UK Group Chief Risk Officer in the delivery of the Enterprise Risk Management Framework and promotion of a positive risk and compliance cultu...

Sterling Williams LTD - SW1X0AA

Employment Type : Full-Time

London 40,000 - 45,000 Per annum 1 Year Fixed Term Compliance Officer Hybrid Sterling Williams have a new role, working for a financial institution based in the West End - (London). We are seeking a Compliance Officer with at least 3 years experience within compliance monitoring reviews, AML,Sanctions and Transaction Monitoring. JOB DESCRIPTION: ? Support the team with compliance monitoring reviews ? Assist with the completion of regulatory repo...

Macildowie Recruitment and Retention - Warwickshire

Employment Type : Full-Time

Job Title: Senior Compliance Officer Location: Warwickshire (Hybrid) Salary: Competitive (Above Market Rate) Hours: Monday - Friday (Full time, permanent) Overview: Our client, a well-established and successful Legal 500 law firm is currently seeking an experienced and driven Compliance professional to join the firm as Senior Compliance Officer. This is an exceptional opportunity to contribute your skills to a respected and growing business, whe...

Reward Recruitment - Leeds

Employment Type : Full-Time

Compliance Monitoring Officer Home Based 40,000 - 45,000 per annum plus bonus and benefits About the role: My client is a national Wealth Management business and they are looking for a Compliance Monitoring Officer to join their expanding team. The business operates a remote working model and is paying a salary c 40k to 45k. The main purpose of the role is to provide a pre and post file reviews service to the clients of the business. The file re...

Reward Recruitment - Birmingham

Employment Type : Full-Time

Compliance Monitoring Officer Home Based 40,000 - 45,000 per annum plus bonus and benefits About the role: My client is a national Wealth Management business and they are looking for a Compliance Monitoring Officer to join their expanding team. The business operates a remote working model and is paying a salary c 40k to 45k. The main purpose of the role is to provide a pre and post file reviews service to the clients of the business. The file re...