compliance ad practice manager Jobs - 270
IT Compliance Analyst
CMC Markets - EC3A7BX
Employment Type : Full-Time
We are looking for an IT Compliance Analyst to support the IT Compliance Manager and assist with the implementation and running of a best practice IT General Control Framework. This will deliver continual improvements in support of Audit and Risk management. As part of the Information Security team, a focus will be on the implementation, running, monitoring and reporting on effective security and other IT controls and processes. Work with the IT...
Bid Manager
Norton Rose Fulbright LLP - London
Employment Type : Full-Time
Practice Group / Department: Marketing Bids - EMEA Job Description We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. We provide the world’s preeminent corporations and financial institutions with a full business law service. At Norton Rose Fulbright, our strategy and our culture are closely entwined. We know that our expansion will mean little unless it is underpinned by truly global collaboratio...
Practice Manager
Public Practice Recruitment Ltd - B610AA
Employment Type : Full-Time
Practice Manager Are you an experienced administrator looking for a leadership role with a well-established firm within public practice? Can you act as the lynchpin for a thriving team, ensuring compliance and confidentiality across the board? Do you possess a strong level of oversight to streamline administrative duties and provide support to Partners? If so, keep reading! This Practice Manager job in Bromsgrove is a superb opportunity for a hi...
Compliance Manager
Recruit Wealth - Hertfordshire
Employment Type : Full-Time
Recruit Wealth are delighted to be representing one of our very best Financial Planning clients in Hertfordshire for a Compliance Manager, to oversee compliance, T&C and AML, whilst working closely with the senior leadership team. Overview of the opportunity To support the SMF16 and SMF17 functions. Responsible for ensuring that the company operates within the guidelines of the Financial Conduct Authority by implementing and overseeing compl...
Client Manager IFA Practice
Medlock Partners Limited - HG31PU
Employment Type : Full-Time
Client Manager 30,000- 35,000 Bonus Harrogate, Hybrid working Life Cover, Critical illness, Pensions, Flexi Free on site Parking We are proud to be representing a Chartered Firm who are going through a period of growth. Our Client are based in the Harrogate area, As part of our team, you’ll be instrumental in delivering outstanding client service, supporting our Chartered Financial Planners, and helping us maintain our reputation f...
Mortgage Administrator
Connells Group - BH11LG
Employment Type : Full-Time
Job Description Mortgage Administrator What we can offer you The flexibility of a Hybrid working pattern - (2 days in the office/3 working from home) Salary 23k depending on experience. Full Support and Training to gain your CeMap Qualification Plus, many more perks and benefits Duties include: To provide a quality review service ensuring that "best advice" and "best practice" are adopted across the network. Key Responsibilit...
Assistant Manager - Risk & Compliance
Morris Jane - E149GE
Employment Type : Full-Time
Our client, a leading Fund Services business with a global presence are looking to recruit an Assistant Manager - Risk and Compliance , with a primary focus on further enhancing the strong R&C culture within the organisation. This includes a proactive Risk & Compliance advisory service that supports the UK R&C Team, Money Laundering Compliance Officer and Compliance & Nominated Officers. Mentoring and training of more junior memb...
Compliance Officer
Resource Matters Ltd - Berkhamsted
Employment Type : Full-Time
Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies and procedures. The firm promote a fun and collaborative environment, where the whole team really e...
Compliance Officer
Resource Matters Ltd - Dunstable
Employment Type : Full-Time
Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies and procedures. The firm promote a fun and collaborative environment, where the whole team really e...
Compliance Officer
Resource Matters Ltd - Welwyn Garden City
Employment Type : Full-Time
Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies and procedures. The firm promote a fun and collaborative environment, where the whole team really e...