compliance manager - asset & wealth Jobs - 306

Connells Group - BH11LG

Employment Type : Full-Time

Job Description Compliance Manager - Salary 45k - Profit Share Bonus Are you passionate about ensuring regulatory excellence and delivering top-notch outcomes for customers? Mortgage Intelligence Holdings (MIH) is seeking a dedicated Compliance Manager to play a pivotal role in our commitment to maintaining high standards set by the Financial Conduct Authority (FCA). Why MIH At MIH,we believe in fostering a collaborative and innovative work envi...

Brown & Brown (Europe) - Ipswich

Employment Type : Full-Time

Title: Claims Executive/Manager Location: Ipswich (Martlesham) Salary: Negotiable Benefits Overview: At Five Insurance Brokers (part of Brown & Brown Europe) we are currently looking for an experienced Claims Executive/Manager to join the professional and welcoming team based out of the office near Ipswich (Martlesham). Five Insurance Brokers possess a wealth of experience enabling the provision of independent advice and specialist expertise...


Brevere Group - EC3A4AF

Employment Type : Full-Time

Are you a proactive and professional Wealth Manager seeking a new and exciting opportunity? Are you self motivated and able to deal with a wide range of introducers and professional connections? Do you want to work for a well respected and innovative firm committed to professional development? If the answer to these questions is yes, we would like to hear from you. As part of their strategic business plan, this award winning Wealth Management fi...

Brevere Group - WC1A1BA

Employment Type : Full-Time

Are you an accomplished Wealth Manager with experience of delivering holistic Financial Planning solutions to HNW Clients? Are you seeking a new environment where professionalism and Client Service are paramount? Are you looking for a company that can offer you introductions to enable you to build your portfolio? If the answer to these questions is yes, we would like to speak to you. Our client is an innovative and expanding Wealth Management fi...

Recruit Wealth - Hertfordshire

Employment Type : Full-Time

Recruit Wealth are delighted to be representing one of our very best Financial Planning clients in Hertfordshire for a Compliance Manager, to oversee compliance, T&C and AML, whilst working closely with the senior leadership team. Overview of the opportunity To support the SMF16 and SMF17 functions. Responsible for ensuring that the company operates within the guidelines of the Financial Conduct Authority by implementing and overseeing compl...

Clayton Davies Ltd - M600WF

Employment Type : Full-Time

Job Description: This is an exciting opportunity to join a well-established Manchester based firm operating in the wealth management space who are seeking an experienced Compliance Manager to support their next period of growth. For the right candidate this in an excellent opportunity to help shape the firms future compliance strategy and offers the opportunity to become the SMF 16 role holder in the future. A young and vibrant team led by a sen...

Savills - B32AA

Employment Type : Full-Time

Role Overview The Midlands Residential Development Sales team has firmly positioned itself as a market leader in new homes sales, marketing and development consultancy. A fantastic opportunity is available for a highly capable and motivated existing Sales Manager or Senior Sales Negotiator to join our busy and successful team based out of the Birmingham office.  We are a high-performing, fast paced and friendly team selling new home de...

Blakemore Recruitment - W1S2JJ

Employment Type : Full-Time

We are looking for an experienced, organised, and knowledgeable Compliance Manager to join the Financial Planning Leadership Team of this highly regarded financial planning organisation. The key responsibility is to build and deliver oversight of the Financial Adviser teams. The role will report to the Managing Director and will work very closely with the Regional Directors, Training Manager and Director of Wealth Operations to be a key contribu...

QBE Management Services (UK) Limited - London

Employment Type : Full-Time

Primary Details Time Type: Full time Worker Type: Employee Portfolio Manager – British Marine P&I London The Opportunity: QBE are hiring for a Portfolio Manager to lead our British Marine team in a global role.  With a total team of 16, as Portfolio Manager you will be responsible for delivering our planned underwriting result and shaping the strategy across a wide range of insurance risks within our diverse and growing British Marine p...

Clayton Davies Ltd - CH51AG

Employment Type : Full-Time

Job Description: This is an exciting opportunity to join a well-established firm based in Flintshire operating in the wealth management space who are seeking an experienced Senior Compliance Manager to support their next period of growth. The role will involve taking responsibility for the following; Responsible for providing expert compliance advice and guidance to the directors and staff within the business, ensuring adherence to regulatory re...