compliance monitoring and testing officer Jobs - 34
Compliance Monitoring Officer
AJ Bell - M53EE
Employment Type : Full-Time
We’re looking for a Compliance Monitoring Officer to join our Risk & Compliance function on a 12 month fixed term basis to cover maternity leave. This role plays a key part in maintaining and improving compliance in a dynamic and regulated financial services environment. You’ll help ensure we remain aligned with the FCA’s expectations, especially around Consumer Duty, by acting as a champion of ethical practice and regulatory excellence. Wha...
Health & Safety / Compliance Officer
D. Horne Services Ltd - Girvan
Employment Type : Full-Time
D Horne Services specialises in working on renewables projects and operational renewables sites, land and civils maintenance throughout the Southwest of Scotland and further afield. We offer ground utility and landscape management services to commercial clients, including facility management companies, local authority, distilleries and the Forestry sector. We take pride in delivering high-quality projects, ensuring compliance, and maintain...
Senior Compliance Monitoring Officer - Investment
MERJE Ltd - EC4Y1BN
Employment Type : Full-Time
MERJE are currently representing a large global investment firm in the search for an experienced Compliance Monitoring specialist. With 50B in assets under management, firm employs around 400 individuals across a number of global offices. The Role The successful candidate will primarily focus on ensuring the firm adheres to regulatory requirements and internal policies through a structured Compliance Monitoring Programme (CMP). The successf...
Compliance Officer
Rutherford Briant - Harlow
Employment Type : Full-Time
Are you a Compliance Officer looking to work for a fast-growing SME business? This is a unique opportunity to step into a newly created role with genuine growth opportunities. As a Compliance Officer, you'll work closely with senior stakeholders across the business and be responsible for developing the function across the group including planning, execution and monitoring. Responsibilities: As the Compliance Officer, you will… Assist in developi...
Compliance Officer
Reed - SW31LZ
Employment Type : Full-Time
A prestigious financial institution in London is seeking a Compliance / Financial Crime Officer to strengthen their Compliance team. This vital role is dedicated to upholding the UK Money Laundering Regulations and protecting against financial crime. The Compliance Officer is essential in the second line of defence, supporting the onboarding of new customers and ensuring continuous compliance with the bank's policies and procedures, with a ...
Compliance Officer
Reed - SW31LZ
Employment Type : Full-Time
A prestigious financial institution in London is seeking a Compliance / Financial Crime Officer to strengthen their Compliance team. This vital role is dedicated to upholding the UK Money Laundering Regulations and protecting against financial crime. The Compliance Officer is essential in the second line of defence, supporting the onboarding of new customers and ensuring continuous compliance with the bank's policies and procedures, with a ...
Compliance Officer
Reed - SW31LZ
Employment Type : Full-Time
A prestigious financial institution in London is seeking a Compliance / Financial Crime Officer to strengthen their Compliance team. This vital role is dedicated to upholding the UK Money Laundering Regulations and protecting against financial crime. The Compliance Officer is essential in the second line of defence, supporting the onboarding of new customers and ensuring continuous compliance with the bank's policies and procedures, with a ...
Compliance Officer
Become - London
Employment Type : Full-Time
The role You'll support the Head of Legal & Compliance across financial crime compliance and general compliance matters, ensuring the bank meets its regulatory obligations. Duties include: Assisting with compliance monitoring, testing, and reporting Reviewing escalations, advising on high-risk customers and PEPs Supporting regulatory reporting (RegData, SCV, CRS) Contributing to policy reviews, training, and horizon scanning Maintaining ethi...
Compliance Officer - Insurance
Oliver James - London
Employment Type : Full-Time
Oliver James are delighted to once again be partnering with a leading London Market Insurer looking to grow their impressive compliance team. The business operate across both the Lloyds & General insurance market, with an outstanding reputation in their field. This is a brilliant opportunity to join a market leading business as a Compliance Officer in their Assurance/Monitoring team, reporting into the Head of Compliance Monitoring and partn...
Payments and Treasury Analyst
Regent FE - W1S3PW
Employment Type : Full-Time
Job Title: Payments and Treasury Analyst Location: London (Hybrid: 3 days per week in-office in London W1) Salary: Competitive, based on experience About Regent FE: Regent FE is an Authorised Payment Institution (API) working to reshape global transactional banking across the UK, Europe and beyond. We specialise in international payments, collections, and FX risk management for a diverse range of corporate clients. Our mission is to build a seam...