compliance monitoring and testing officer Jobs - 30
Compliance Monitoring Officer
AJ Bell - M53EE
Employment Type : Full-Time
We’re looking for a Compliance Monitoring Officer to join our Risk & Compliance function on a 12 month fixed term basis to cover maternity leave. This role plays a key part in maintaining and improving compliance in a dynamic and regulated financial services environment. You’ll help ensure we remain aligned with the FCA’s expectations, especially around Consumer Duty, by acting as a champion of ethical practice and regulatory excellence. Wha...
Compliance Assessment Officer
Canada Life - EC3A1AT
Employment Type : Full-Time
Location: Can be located either within our London or Hertfordshire Office Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile and welcoming organisation. Part of our parent company Great-West Lifeco, Canada Life UK has operated in the United Kingdom since 1903. We h...
Senior Compliance Monitoring Officer - Investment
MERJE Ltd - EC4Y1BN
Employment Type : Full-Time
MERJE are currently representing a large global investment firm in the search for an experienced Compliance Monitoring specialist. With 50B in assets under management, firm employs around 400 individuals across a number of global offices. The Role The successful candidate will primarily focus on ensuring the firm adheres to regulatory requirements and internal policies through a structured Compliance Monitoring Programme (CMP). The successf...
Compliance Officer
Reed - EC2Y8EN
Employment Type : Full-Time
Job Title: Compliance Performance Officer Location: Hybrid – 3 days in-office in London EC2Y Hours: Full-time, 35 hours per week (Monday to Friday, 9am–5pm) Pay Rate: 23.42 – 27.18 per hour (PAYE) Contract Type: 12-month Temporary Contract (subject to change) About the Role My client are seeking a detail-oriented and proactive Compliance Performance Officer to join a busy Property Services team. This role pla...
Compliance Officer - Insurance
Oliver James - London
Employment Type : Full-Time
Oliver James are delighted to once again be partnering with a leading London Market Insurer looking to grow their impressive compliance team. The business operate across both the Lloyds & General insurance market, with an outstanding reputation in their field. This is a brilliant opportunity to join a market leading business as a Compliance Officer in their Assurance/Monitoring team, reporting into the Head of Compliance Monitoring and partn...
KYC/Compliance Officer
Reed - SW31LZ
Employment Type : Full-Time
A prestigious financial institution in London is seeking a KYC Officer to strengthen their Compliance team. This vital role is dedicated to upholding the UK Money Laundering Regulations and protecting against financial crime. The KYC Officer is essential in the second line of defence, supporting the onboarding of new customers and ensuring continuous compliance with the bank's policies and procedures, with a significant focus on high-net-worth i...
KYC/Compliance Officer
Reed - SW31LZ
Employment Type : Full-Time
A prestigious financial institution in London is seeking a KYC Officer to strengthen their Compliance team. This vital role is dedicated to upholding the UK Money Laundering Regulations and protecting against financial crime. The KYC Officer is essential in the second line of defence, supporting the onboarding of new customers and ensuring continuous compliance with the bank's policies and procedures, with a significant focus on high-net-worth i...
KYC/Compliance Officer
Reed - SW31LZ
Employment Type : Full-Time
A prestigious financial institution in London is seeking a KYC Officer to strengthen their Compliance team. This vital role is dedicated to upholding the UK Money Laundering Regulations and protecting against financial crime. The KYC Officer is essential in the second line of defence, supporting the onboarding of new customers and ensuring continuous compliance with the bank's policies and procedures, with a significant focus on high-net-worth i...
Compliance Officer - Assurance
Avencia Consulting - London
Employment Type : Full-Time
Looking for a role that will have a meaningful impact on compliance oversight? We are looking for an individual to support and contribute to the development and delivery of the second line assurance plan. What part will you play? If you're looking for a place where you can make a meaningful difference, you've found it. The work we do at Markel gives people the confidence to move forward and seize opportunities, and you'll find your fit amongst o...
HSE Officer
Heybridge Associates - BD177JR
Employment Type : Full-Time
Are you ready to lead the way in workplace safety and environmental excellence? Our client, DENSO Marston Ltd, a global leader in the design and manufacture of high-performance heat exchange units and cooling modules, is looking for a talented Health, Safety and Environment (HSE) Officer to join their HR team. This is a unique opportunity to make a real impact on safety culture and compliance within a forward-thinking manufacturing environment. ...