compliance officer - fisher investments Jobs - 26
Compliance and Advice Officer
TCC Group - Bath
Employment Type : Full-Time
Role Summary: You will be joining our client's Compliance Team who work as as business partners to the business and/clients. You will support the team working on Compliance initiatives, while also handling Compliance generalist responsibilities. This role requires a versatile Compliance professional with expertise in Pensions, and FCA regulations. The Compliance Officer ensures that the company adheres to internal policies and external regulator...
Compliance Monitoring Officer
AJ Bell - M53EE
Employment Type : Full-Time
We’re looking for a Compliance Monitoring Officer to join our Risk & Compliance function on a 12 month fixed term basis to cover maternity leave. This role plays a key part in maintaining and improving compliance in a dynamic and regulated financial services environment. You’ll help ensure we remain aligned with the FCA’s expectations, especially around Consumer Duty, by acting as a champion of ethical practice and regulatory excellence. Wha...
Head of Compliance Monitoring
AJ Bell - M53EE
Employment Type : Full-Time
We’re looking for a strategic and experienced compliance leader to head up AJ Bell’s Compliance Monitoring function, a key part of our second line of defence. As Head of Compliance Monitoring, you’ll play a vital role in ensuring the firm effectively manages regulatory risks and consistently delivers good outcomes for customers in line with FCA expectations, including Consumer Duty. This is a senior leadership role with high visibility across th...
Data Protection Officer (DPO)
AJ Bell - M53EE
Employment Type : Full-Time
We're now recruiting a Data Protection Officer (DPO), a newly created role reporting to the Chief Risk Officer (CRO). The Data Protection Officer (DPO) is responsible for overseeing the organisation’s data protection strategy and ensuring compliance with data protection laws, including the UK GDPR and other relevant regulations. The DPO will act as the primary point of contact for data protection issues, advising the business on good practices a...
Compliance Officer
NJR Recruitment - Leicester
Employment Type : Full-Time
Compliance Officer Leicester (Hybrid) We are proud to be representing a credible firm of Independent Financial Planners who are a very well-established, FCA-regulated financial planning firm offering over 36 years of experience delivering tailored advice to both private and corporate clients. As part of a major national network, they offer expert, unbiased guidance across pensions, investments, estate planning, inheritance tax, and mortgages. Bu...
Compliance Officer
Rise Technical Recruitment Limited - Dartford
Employment Type : Full-Time
Salary DOE Bonus Flexible Working 33 Days Holiday Healthcare Enhanced Pension An excellent opportunity for an individual with a strong background in compliance and risk management, who is looking for a new challenge and the chance to join a rapidly expanding global leading business. Do you have a strong background in compliance and risk management? Would you like to work for a rapidly expanding global leading business? Established for over 40 ye...
Information Security Architect
AJ Bell - M53EE
Employment Type : Full-Time
To support the Chief Information Security Officer in managing and reporting the Information Security Risks faced by Technology Services (TS) in delivering AJ Bell’s systems and services. This role is responsible for facilitating the secure delivery of AJ Bell’s technology and business change. The Information Security Architect will play a lead role in designing and implementing security controls and processes. Key to this is assisting and suppor...
Complaint Officer
Davies Talent Solutions - EH129SE
Employment Type : Full-Time
Complaint Officer | 190 per day | 4-Month Contract | Edinburgh Our client, a UK leader in Pensions and Life Assurance , is looking for a team of dedicated Complaint Officers to join their team in Edinburgh. As a Complaint Handler , you will take ownership of the full end-to-end complaints process, from initial receipt to final resolution, ensuring fair outcomes for customers while adhering to regulatory guidelines. P...
Group CFO
FRS Ltd - WA44GE
Employment Type : Full-Time
Our client is a dynamic and high growth group of companies / family office with a diverse range of business within the Tech / IT / Communications Industry along with wider investments interests both in the UK and Internationally. As part of the Groups continued growth and professional structuring, FRS have been enlisted to assist with the recruitment of a Group Finance Director / CFO to join the business. Due to my clients UK wide interests, thi...
Chief Financial Officer / Finance Director
7formation Ltd - NN174AP
Employment Type : Full-Time
7formation is looking to recruit a Chief Financial Officer (CFO) / Finance Director to join the team, based in Corby, Northamptonshire, with nationwide travel for meetings required. The Chief Financial Officer (CFO) / Finance Director role: As the Group CFO/Finance Director, you will provide strategic financial leadership across all group entities, overseeing financial planning, reporting, controls, and governance. You w...