compliance officer - investment Jobs - 1407
Compliance Officer
ACS Performance - Dagenham
Employment Type : Full-Time
The successful Compliance Officer to support the business in minimising and managing risks, ensuring compliance adherence and improving operations for our employees, partners and stakeholders. Documentation management and review, including but not limited to COSHH, Risk Assessments, Safe Operating Procedures and Toolbox Talks. Setting and achieving key performance indicators, alongside regular reporting to senior site managers/teams and director...
Compliance Officer
Lloyd Recruitment Services Ltd - RH69LS
Employment Type : Full-Time
Compliance Officer - 40,000 - 45,000 Location: Outskirts of Horley Hours: Full-time, Monday to Friday (flexi start/finish) Lloyd Recruitment is partnering with a well-regarded manufacturing company on the outskirts of Horley who are in search of a skilled Compliance Officer to join their growing team. The Company: Our client is an award-winning, rapidly growing manufacturing business known for its commitment to quality and innovation. As they co...
Compliance Officer
Reed - EC1Y4TW
Employment Type : Full-Time
Compliance Officer Annual Salary: To be discussed Location: London Job Type: FTC Our client is looking for a Compliance Officer, where you will ensure that the bank adheres to all applicable regulations, guidelines, and internal policies. This role is pivotal in developing and implementing compliance programs, conducting audits, and providing compliance guidance to staff. Day-to-day of the role: Monitor and assess compliance with regulatory...
Compliance Officer
Resource Matters Ltd - Berkhamsted
Employment Type : Full-Time
Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies and procedures. The firm promote a fun and collaborative environment, where the whole team really e...
Compliance Officer
Resource Matters Ltd - Dunstable
Employment Type : Full-Time
Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies and procedures. The firm promote a fun and collaborative environment, where the whole team really e...
Compliance Officer
Resource Matters Ltd - Welwyn Garden City
Employment Type : Full-Time
Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies and procedures. The firm promote a fun and collaborative environment, where the whole team really e...
Compliance Officer
Resource Matters Ltd - Stevenage
Employment Type : Full-Time
Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies and procedures. The firm promote a fun and collaborative environment, where the whole team really e...
Compliance Officer
Robert Half - Caerphilly
Employment Type : Full-Time
Robert Half Talent Solutions are seeking a Compliance Officer for a growing Financial Services organisation in the Caerphilly area. The Compliance officer will assist the Head of Compliance in overseeing the ongoing regulatory compliance and ensuring that a robust compliance culture is in place. You will Provide support to the business on interpretation of regulation including FCA rules, Data Protection and Financial Crime. Advise the business t...
Compliance Officer
Reed - SR53HD
Employment Type : Full-Time
We are working with a leading industrial services company who is looking for a Compliance Officer to join their team. This role is crucial for maintaining and enhancing their compliance frameworks and standards. You will be instrumental in ensuring that all business processes meet current legal and ethical standards, making this a vital position within our organisation. Some of the benefits include: Hybrid Working Free on-site parking...
Compliance Officer
Pure Law Recruitment - RG401BN
Employment Type : Full-Time
Job Description I am looking for a compliance officer to join my client (a highly regarded law firm) who will be responsible for ensuring we are compliant in all aspects of regulatory and legal requirements. The successful candidate will assist management and staff to identify and manage regulatory risks. Main Functions and Responsibilities Provide support and on-going assistance to the COLP; COFA; MLRO and DPO in their daily compliance activiti...