compliance officer - investment Jobs - 1406
Compliance Officer
Artemis Recruitment Consultants Ltd - Horsham
Employment Type : Full-Time
Our growing client is looking for a Compliance Officer to assist with compliant processes and procedures along with identifying and mitigating risks. Main Responsibilities: Ensure awareness and compliance of regulatory responsibilities and ensuring that the consumer outcomes are at the core focus To provide support to the Compliance Manager by conducting Focused Audits of the activities of individuals and firms where there is evidence of the fir...
Compliance Officer
Medlock Partners Limited - LE84BY
Employment Type : Full-Time
Compliance Officer (Financial Planning Practice ) Leicestershire Salary up to to 35,000 Death in service Fully funded staff events Hybrid working We are representing a credible Firm of Independent Financial Planners who have a large presence throughout the Midlands. This is an employed desk-based role, providing Training and Competence supervision and assisting the Senior Compliance Manager for a medium sized, friendly Indepe...
Compliance Officer
Artemis Recruitment Consultants Ltd - Horsham
Employment Type : Full-Time
We are looking for an experienced Compliance Officer for our client! Previous experience within the Financial Services industry is essential, and preference would be that you are diploma qualified (level 4). The successful candidate will be working directly with the owners and existing compliance staff to ensure the company adheres to FCA guidance and the company's own in-house policies. Your expertise in effective risk management and regulatory...
Compliance Officer
SF Recruitment - Nottingham
Employment Type : Full-Time
Compliance Officer required in Nottingham Location: Nottingham (Hybrid - 2 days in office, 3 days remote) Contract: Full-time, Permanent Salary: 35,000 - 38,000 per annum Are you an experienced Compliance Officer seeking a dynamic role with flexibility? SF Recruitment are looking for a detail-oriented Compliance Officer to help our client uphold and strengthen their commitment to regulatory and internal standards. Based in Nottingham, this hybri...
Compliance Officer
D&R Recruitment Limited - M154AB
Employment Type : Full-Time
A leading specialist lender renowned for their expertise in Bridging Finance and Buy-to-Let (BTL) mortgages currently requires Compliance Officer a to join its highly successful and vibrant team, on a hybrid basis, and in the Manchester area. Its commitment to excellence and innovative financial solutions has earned them a strong reputation in the industry. Compliance Officer General Purpose The Audit and Compliance Supervisor will support the o...
Compliance Officer
Employment Specialists Ltd - Ipswich
Employment Type : Full-Time
This vital role supports this Insurance Group with its responsibilities to comply with Regulatory requirements, internal policies and procedures and meeting the expectations of business partners through due-diligence requests and audits. Indicative of the importance of this role to the business, this is an additional role to support the Compliance Manager. As Compliance Officer you will support our rapidly growing Insurance Client who provides u...
Compliance Officer
Employment Specialists Ltd - Norwich
Employment Type : Full-Time
This vital role supports this Insurance Group with its responsibilities to comply with Regulatory requirements, internal policies and procedures and meeting the expectations of business partners through due-diligence requests and audits. Indicative of the importance of this role to the business, this is an additional role to support the Compliance Manager. As Compliance Officer you will support our rapidly growing Insurance Client who provides u...
Compliance Officer
Career Cross Ltd - Northwich
Employment Type : Full-Time
Compliance Officer - Northwich - 30k (pro-rata) 30 hrs per week benefits Our client is looking for a highly organised and detail-oriented Compliance Officer to manage and oversee various compliance functions within the company. The successful candidate will be responsible for ensuring adherence to the BRC standard, managing technical specifications, drafting policies and procedures, conducting risk assessments, and leading audits across differen...
Compliance officer
Michael Page Legal - London
Employment Type : Full-Time
We are looking for a detail-oriented Compliance Officer to ensure our client consistently operates in accordance with industry regulations and standards. Client Details A top-tier, US law firm. Description Ensure company policies and procedures comply with regulatory and ethical standards. Conduct thorough conflict and AML searches on new and existing clients and matters. Conduct client screening, sanctions screening, enhanced due diligence moni...
Compliance Officer
Focus Resourcing - High Wycombe
Employment Type : Full-Time
An excellent opportunity has arisen to work for our established client in High Wycombe as a Compliance Officer. This is a great opportunity assessing trainer delivery ability and systems in accordance with the relevant standards. Benefits: * 21 days holiday Christmas shutdown birthday day off bank holidays * Life assurance 4 x salary * Vitality healthcare * Pension * Option to buy additional holiday - also increases with length of service * Stud...