financial compliance officer Jobs - 541
Compliance Officer
Artemis Recruitment Consultants Ltd - Godalming
Employment Type : Full-Time
We are looking for a Compliance Officer for our client! Previous experience within the Financial Services industry is essential, and preference would be that you have the RO1 qualification and be working towards your diploma. The successful candidate will be working directly with the owners and existing compliance staff to ensure the company adheres to FCA guidance and the company's own in-house policies. Your expertise in effective risk managem...
Compliance Officer
Anderson Wright Consulting Ltd - ST47RY
Employment Type : Full-Time
Compliance Officer – Stoke on Trent - 33,000 Basic Salary Excellent Benefits Our client is currently recruiting for a Compliance Officer, based in Stoke on Trent, to support the Head of Compliance in the provision of timely and accurate regulatory and industry advice to the business including regular risk reporting and second line compliance monitoring over key controls and risks to the business. The Role • To support the Head of Compliance in t...
Group Head of Financial Planning and Analysis
CMC Markets - EC3A7BX
Employment Type : Full-Time
We are looking to hire a Group Head of Financial Planning & Analysis (FP&A) to lead the FP&A function, delivering insightful financial analysis and strategic advice to guide the company’s financial health and strategic growth. This role will partner closely with senior management, including the Chief Financial Officer, to drive data-led decision-making, oversee all aspects of financial forecasting, budgeting, and performance reportin...
Mortgage Compliance Officer
NRG Resourcing Ltd - E16LP
Employment Type : Full-Time
Are you looking to further your Compliance career? Join this innovative London based Finance as their Mortgage Compliance Officer! We are working with a leading finance company based in London, specialising in innovative and tailored lending solutions for individuals and businesses. As a trusted name in the lending industry, they pride ourselves on their flexible approach, providing accessible and responsible lending options that consider unique...
Compliance Monitoring Officer
D&R Recruitment Limited - Manchester
Employment Type : Full-Time
Compliance Monitoring Officer Up to 38,000 Warrington / Hybrid Role Overview The Compliance Monitoring Officer ensures the company’s advice and services comply with FCA regulatory standards while safeguarding quality in customer interactions. This role involves reviewing advice files, providing constructive feedback to the advice team, identifying risks, and contributing to training and process improvement. It offers the flexibility of being off...
Senior Compliance Officer
Pontoon - London
Employment Type : Full-Time
ROLE: Senior Compliance Officer Location: London Hybrid: 2 to 3 days in the office Duration: 31/12/2025 Purpose of the Job: Provide informed program and advisory support to the Head of Anti-Bribery and Corruption (ABC) in identifying and measuring financial crime risk, uplifting the ABC program and embedding a compliant employee culture. Lead on the delivery strategic enhancements of the EMEA ABC compliance programme, including ownership of the ...
Senior Compliance Officer
MERJE Ltd - EC2Y5ET
Employment Type : Full-Time
A Senior Compliance Officer is required to play a pivotal role in shaping the future of this global financial services firm's compliance function as it expands its OTC derivatives offering and positions itself as a Systematic Internaliser (SI). As a Senior Compliance Officer, you will serve as the key compliance expert for the growing compliance function. You will work closely with stakeholders across the business, including senior leadership, t...
Chief Compliance Officer
MERJE Ltd - London
Employment Type : Full-Time
MERJE is currently working with a boutique funds specialist in their search for a Chief Compliance Officer in London. This critical hire offers an exciting opportunity to oversee compliance operations in a dynamic and fast paced environment and will play a crucial role in maintaining regulatory standards and fostering a culture of compliance across the business. Taking on a key leadership role with the firm, you will be responsible for: Providin...
Compliance Monitoring Officer
Sanderson - BS348SW
Employment Type : Full-Time
Who are Diligenta? Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has been described as 'home' by existing employees, we drive a culture that is founded on positive change and development. Summary of the role Due to continual growth our Compliance an...
Compliance Monitoring Officer
Exchange Street Claims & Financial Services - SK85AF
Employment Type : Full-Time
Not everyone wants a promotion. Not everyone dreams of moving into management or doing something different. Some people just love the job they do. But you can love your job and not love your company. When that happens and you come to look for your next position, you just want the very best pay and conditions you can find. And what's wrong with that? The pay and rewards at this business are great. Salary is to 50,...