Employment Type : Full-Time
Compliance Monitoring Officer Home Based c. 40,000 per annum plus bonus and benefits About the role: My client is a national Wealth Management business and they are looking for a Compliance Monitoring Officer to join their expanding team. The business operates a remote working model and is paying a salary c 40k to 45k. The main purpose of the role is to provide a pre and post file reviews service to the clients of the business. The file reviews ...
Employment Type : Full-Time
Our client has an exciting opportunity for a Chief Financial Officer to join the team. Location: Leeds (Hybrid) Salary: 175K - 190K Competitive Package Job Type: Full – Time, Permanent About The Company: Our client is a growing financial services business dedicated to innovation, excellence and delivering exceptional value to their customers. With operations across Europe they deliver a diverse portfolio of services tailored to meet the needs of...
Employment Type : Full-Time
Location: Peterborough (Hybrid - 2 days onsite) Contract Type: Temporary (9 months) About the Role: This role is part of a significant system implementation project, now entering its final stages. The big go-live is scheduled for July, and the team needs additional support to ensure all processes are reviewed and compliant with regulatory standards. Key responsibilities include: Advising on regulatory activities related to the project. Conductin...
Employment Type : Full-Time
CHIEF FINANCIAL OFFICER (CFO) Location: Halifax About our client Our client is a UK leading vertically integrated designer, manufacturer and distributor of high-quality bathroom products with a turnover of 100m Role description As a member of the Executive team, the role of CFO is key in helping to define and implement the business strategic that is focused on delivering long term profitable growth to drive shareholder value. The role woul...
Employment Type : Full-Time
Location: Portsmouth (Hybrid - 2 days onsite) Contract Type: Temporary (9 months) About the Role: This role is part of a significant system implementation project, now entering its final stages. The big go-live is scheduled for July, and the team needs additional support to ensure all processes are reviewed and compliant with regulatory standards. Key responsibilities include: Advising on regulatory activities related to the project. Conducting ...
Employment Type : Full-Time
Our client, an award winning independent financial advice firm are looking for a Compliance Manager to join the team on a permanent basis. As Compliance Manager you will need to ensure the business meets all regulatory obligations and to support the Director in their fulfilment of SMF16/17 responsibilities and wider compliance duties. Build a positive ethical firm culture that puts our clients’ interests first, pro...
Employment Type : Full-Time
Compliance Manager Are you an experienced Compliance Officer looking for an exciting opportunity with a global organisation in the funds industry? Our client is seeking a talented individual to join their growing team as a Compliance Manager. With an excellent track record, our client provides Host Authorised Corporate Director (ACD) and AIFM services for investment managers and acts as the Principal to a number of Appointed Representatives. Req...
Employment Type : Full-Time
We are looking for an experienced, organised, and knowledgeable Compliance Manager to join the Financial Planning Leadership Team of this highly regarded financial planning organisation. The key responsibility is to build and deliver oversight of the Financial Adviser teams. The role will report to the Managing Director and will work very closely with the Regional Directors, Training Manager and Director of Wealth Operations to be a key contribu...
Employment Type : Full-Time
FinTech Operational Compliance Officer London - 4 days in the office per week Finitas are working with a global quantitative trading firm, often considered one of the largest and most successful firms in the field of algorithmic trading. We are helping them search for an Operational Compliance Officer. This is a new role to join the Compliance team to support the global Compliance processes of the firm with a focus on Operational Compliance. You...
Employment Type : Full-Time
Join a Visionary Senior Management Team as CFO - Lead Financial Strategy at a Premier Educational Facility! Are you an experienced and strategic financial leader with a passion for education? We are seeking a dynamic Chief Financial Officer (CFO) to join a forward-thinking team As CFO, you will play a key role in shaping the financial future of our institution, driving financial strategies, ensuring fiscal health, and supporting educational exce...