head of compliance mlro Jobs - 15
Head of Compliance MLRO
ABL Recruitment - London
Employment Type : Full-Time
Our client is an investment led Multi Family Office start-up company founded in 2022 with a focus on the Far Eastern region. They provide bespoke holistic and independent family financial advice around wealth structuring investment management and corporate finance. They're now looking for an experienced compliance professional to join as the Head of Compliance. This is a fantastic opportunity for someone who's been SMF16/17, or someone with ampl...
Head of Compliance MLRO
ABL Recruitment - London
Employment Type : Full-Time
Our client is an investment led Multi Family Office start-up company founded in 2022 with a focus on the Far Eastern region. They provide bespoke holistic and independent family financial advice around wealth structuring investment management and corporate finance. They're now looking for an experienced compliance professional to join as the Head of Compliance. This is a fantastic opportunity for someone who's been SMF16/17, or someone with ampl...
Head of Compliance & MLRO (SMF16/17)
REV & REGS LIMITED - EC2N1AR
Employment Type : Full-Time
Rev & Regs are seeking an experienced Head of Compliance & MLRO position working for a dynamic and well-established Brokerage firm in the City of London. The role will be approved under the Senior Managers Regime as the SMF 16 and SMF 17. The Head of Compliance & MLRO is a key critical role with executive responsibility for providing senior management with independent day-to-day compliance and AML advice to meet current and upcoming ...
Head of Compliance & MLRO SMF16/17
MERJE Ltd - WD171HP
Employment Type : Full-Time
This role will oversee our compliance framework and ensure adherence to regulatory requirements while also acting as the focal point for anti-money laundering (AML) and counter-terrorist financing (CTF) activities. This role is for 24 months and requires 5 hours a week (20hrs a month). Any additional hours worked will be billed at 200 Key Responsibilities: Lead developing and implementing the company's compliance framework, ensuring align...
Head of Compliance and MLRO Chinese speaking
People First - WC2A3EG
Employment Type : Full-Time
To see more Chinese jobs please follow us on WeChat: teamchinapf AND pfteamchina Ref: 22807 Your New Job Title: Chinese speaking Head of Compliance and MLRO The Skills You'll Need: Fluent Chinese and English, solid Compliance Management and MLRO experience across financial markets regulatory obligations. Your New Salary: Up to 90k benefits, depending on the experience Location: London Fully office based Start: ASAP Who You'll Be Working for: Our...
Head of Compliance
MERJE Ltd - PR71NZ
Employment Type : Full-Time
Mortgages and savings business are looking to appoint a Head of Compliance to act as the approved person undertaking SMF16. The role holder will monitor the businesses regulatory obligations, and advise and assist the business in complying with these. The role holder will also lead and manage the compliance resource within the second line governance, risk and compliance team, act as MLRO & DPO also holding SMF17. The business is ...
MLRO and Compliance Lead
Morgan McKinley - London
Employment Type : Full-Time
My client, an EMI-regulated payments company, is looking for an MLRO and Compliance Lead to join their London team. This is an exciting opportunity to join a growing payments platform as they aim to become a market-leading Online Exchange Program. You will report directly to the CEO and serve as the standalone Compliance and Financial Crime professional. This is a temp-to-permanent role that requires travel to a London office three days a week. ...
MLRO
REV & REGS LIMITED - RG224AH
Employment Type : Full-Time
Rev & Regs are recruiting for a Money Laundering Reporting Officer (MLRO) position for a dynamic and well-established financial services firm in Basingstoke. The MLRO is responsible for supporting the Head of Compliance in coordinating and completing the company’s activities end to end Compliance program to ensure it meets the guidelines, regulations and ethical expectations of the relevant regulatory, legal and relevant card schemes require...
Compliance Manager/Head of Business
Incisive Ltd - W1F9EL
Employment Type : Full-Time
Compliance Manager/Head of Business Our client, a financial services company who are based in London are currently looking for a 'ComplianceManager’ to join their team. You will be well educated to degree level and have gained a wealth of experience of 5-8 years and have extensive experience with dealing the IFA Markets and if you have SMF 16/17 that would also be beneficial. Duties will include:- To ensure that a strong compliance culture is re...
Head of Compliance/Company Secretary - SMF 16
Sterling Williams LTD - W1J8LF
Employment Type : Full-Time
Sterling Williams are engaged with an International Banking institution, based in London who are looking to hire. If you are experienced Head of Compliance/CCO and have previously held/currently hold SMF 16 in a Banking environment, we’d love to speak with you Head of Compliance / Company Secretary - SMF 16 London based Salary competitive; circa 120 - 150,000 pa The successful candidate will lead the Bank’s Compliance operations by directing and...