head of front office market abuse surveillance Jobs - 2
Compliance Monitoring Analyst - Investment Manager
MARKET TALENT - EC3R5AQ
Employment Type : Full-Time
Our client, a City based MultiAsset fund manager is seeking a Compliance Monitoring candidate seeking their next opportunity. The business has a current AUM of over 10 billion and employ's over 170 employees in the UK. You will have around 1-3years prior experience and provide timely completion of risk-based monitoring and surveillance as directed by the Compliance Monitoring Manager in accordance with the Monitoring Plan, in particular, Market ...
Head of Front Office Market Abuse Surveillance
Appcastenterprise - London
Employment Type : Full-Time
Join us as Head of Front Office Market Abuse Surveillance In this key role, you’ll be leading the development of best-in-class trade and communications surveillance strategy, making sure proper standards of market conduct are observed and customers are treated fairly You’ll be building and maintaining a strong relationship with the business that is based on trust, capability and integrity, providing a robust second line of defence surveillance c...