6 MONTH CONTRACT: SENIOR COMPLIANCE ADVISORY MANAGER - EXPERIENCE OF INVESTMENTS/ISAS & SIPPS REQUIRED - eFinancialCareers : Job Details

6 MONTH CONTRACT: SENIOR COMPLIANCE ADVISORY MANAGER  – EXPERIENCE OF  INVESTMENTS/ISAS & SIPPS REQUIRED

Ref: 4068D3

£450 - £600 Per Day                                                                                            Hybrid (M3 & M4 Corridors)  

Our client, a leading Investments & Pensions company, is seeking to recruit a Compliance Advisory Manager to assist on a new project. Duties include;

• Review operational SOPs and suggest amendments and/or enhanced controls where needed
• Assist in implementing any changes to SOPs required
• Assist in engaging with regulator as required
• Advise the business on regulatory interpretation as required on a day-to-day basis
• Oversee that other project processes are properly implemented

You should have solid compliance experience of advising on Policies & Procedures covering Investments/ISAs and SIPPs.

NB The role is outside of IR35 and around 50% WFH then the rest at several locations both West & South West of London. Role will start in November for 6 months with a permanent role possible at end if desired.

So, if that sounds like you, then please send your details to our MD, David Symes FCA, at (including a contact number &  email) however please note we cannot reply to all applications, so only successful applications will be contacted (although under no circumstances are your details ever passed on without your specific permission).

Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role.  The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.