Business Quality Officer - Fully Home Based - mbf. : Job Details

Are you an experienced compliance professional with a strong background in financial services? Do you have a keen eye for detail and a passion for maintaining high-quality standards?

We are recruiting for a File Review Officer to join a fully independent, national financial planning organisation with an outstanding reputation across the UK. This is a home-based role, offering flexibility and a good overall package.

The Role:

You will be responsible for assessing file reviews submitted by Independent Financial Advisers (IFAs), ensuring compliance with the company’s high standards and regulatory requirements. Key responsibilities include:

• Reviewing client files to ensure they meet regulatory and company standards.
• Providing clear and constructive feedback to advisers and paraplanners.
• Monitoring compliance, identifying risks, and escalating concerns where necessary.
• Supporting the compliance team with projects and thematic reviews.
• Encouraging a culture of good risk management and regulatory adherence.

What We’re Looking For:

• Strong knowledge of UK financial services and independent financial advice.
• Experience in assessing the suitability of financial advice within the IFA market.
• Ability to provide detailed feedback and work collaboratively with advisers.
• Level 4 qualification (desirable).
• Proficiency in MS Office and experience working with multiple systems.
• Proven ability to work in a target-driven environment.

What’s on Offer?

• Basic salary up to £46,000 (depending on experience).
• Bonus scheme & comprehensive company benefits.
• Fully remote working with occasional travel if required.
• Opportunity to work for a respected, fully independent financial planning organisation.