Compliance Advisor - Broadgate Search Ltd : Job Details
Compliance Advisor
Broadgate Search LtdJob Location : Dorking, UK
Posted on :
31/01/2025 - Valid Till :
28/02/2025
Job Description :
Compliance AdvisorLocation: Dorking, Surrey - hybrid workingSector: InsuranceResponsibilities:
- Identify, analyse, and communicate regulatory changes while overseeing business compliance with new requirements.
- Provide compliance support for new and existing products and services.
- Advise management and project teams on regulatory and substantive business issues.
- Deliver compliance training to ensure regulatory rules and principles are embedded.
- Maintain expertise in FCA/PRA requirements and standards.
- Ensure compliance with Information Security policies and report any security concerns.
- Understand and apply principles of Conduct Risk, Treating Customers Fairly, Consumer Duty, and Risk Management.
- Adhere to Unum’s Code of Conduct and other company policies.
- Insurance industry experience ideal.
- An excellent understanding and awareness of the UK financial regulatory framework
- Proficiency in insurance and group risk protection products.
- Relevant qualification in Legal, Internal Audit, or Compliance.
- ICA Certificate/Diploma (preferred).
Salary : 50000 - 60000
Apply Now!Similar Jobs (
0)