We are working very closely with an independent Lloyd's Insurance Broker who are seeking an individual to join their very warm Compliance function.In this role, you will be supported by the wider team to:
- Review and maintain various company logs (Contract Certainty, Breaches, E&O etc)
- Maintain the regulatory reporting timetable
- Carry out the on-boarding process for agents, insurers and third parties
- Maintain the Companies Sanction Screening platform and associated processes
- Work with the Compliance team to update and maintain the annual Compliance Plan
- Work with the Compliance team to continue to enhance the existing risk management framework
- Assist with horizon scanning for the business across all applicable regulatory and governing bodies
- Co-ordinate internal audit and external audits across the business
- Compile reports from various sources for inclusion in management information packs when required
- Assist with the quarterly RMAR returns
Understanding of Lloyd's and FCA principles will be ideal, but open to individuals who are actively looking for their first step in a Compliance role within the London Insurance Market.