Compliance Officer - Oliver James : Job Details

I am recruiting for a Compliance Officer for one of my well established Insurance clients in the city on a hybrid basis.

Duties include:

- Sanctions screening, referrals and performing checks, along with other financial crime activities

- Monitoring, thematic reviews, assurance

- Elements of advisory

- Conduct risk, consumer duty, complaints and customer outcomes

The candidate requirements:

- Strong Compliance experience, ideally generalist who has a scope of a variety of areas

- Insurance / Lloyds Insurance background

- FCA, PRA, Lloyds regulation knowledge