Controls & Operations Tester - 6 Month FTC - Massenhove Recruitment Limited : Job Details

Controls and Operations Tester (6 month FTC)

Job Market - Regulatory Control

Controls and Operations Tester - About the role

To support the Controls and Data Assurance Manager by monitoring, maintaining, and improving internal controls framework in accordance with regulatory requirements.

Improving operational effectiveness and efficiency through the delivery of best practice process standards and continuous key process improvement.

Controls and Operations Tester - Key duties

Participate in regular self-certifications / attestations and testing as part of the internal control and data quality (DQ) framework, including the testing of EUCs, calculations / reports and ITGCs.

Prepare reporting to key audiences, including Governance committees, based on each period’s self-assessments and KPI’s, communicating areas of concern, improvements and changes to control and data frameworks.

Ensure key controls are designed and operating effectively throughout the year. Work with the business areas to identify new and changed processes impacting compliance / consult over new processes to be implemented, and ensure that new controls and datasets are identified, documented and evaluated in a timely manner.

Maintain the process framework (comprising of a central process library with departmental process maps, procedures and policies, together with cycle documentation detailing key cross departmental data flows & controls).

Creation of new business units and modifications of the business unit hierarchy to align with strategic goals

Controls and Operations Tester - Key Requirements

Relevant professional experience in a controls / regulatory / audit role

ITGC experience

Insurance & Lloyds Market experience

Auditing or accounting or controls experience

Advanced knowledge of MS Excel

Knowledge of Sarbanes Oxley and Solvency II

Knowledge of IT controls and best practices preferred

Intermediate knowledge of MS Visio and experience of process mapping

Experience in evaluating processes and systems for SOX, Data Quality for Solvency II and / or Operational risk

ACA / ACCA/ CPA or Audit qualifications preferred.

Along with our client, we are committed to a diverse workforce and as such recruit from a wide available pool of talent, with the hiring, assessment and selection process being fair, free from bias and one which ensures the right person is selected for the job, based on merit. We treat colleagues, candidates, clients, and business partners with equality, fairness and respect, regardless of their age, disability, race, religion or belief, gender, sexual orientation, marital status or family circumstances.

A copy of our D&I policy can be made available upon request.