e-Trading Compliance Advisory AVP - eFinancialCareers : Job Details

e-Trading Compliance Advisory AVP

eFinancialCareers

Job Location : London, UK

Posted on : 16/10/2024 - Valid Till : 07/12/2024

Job Description :
Our client, a Global Bank, are looking for an E-Trading Compliance Advisory AVP to join their Compliance Advisory team based in London. Responsibilities below:
  • You will also be responsible for providing advice and guidance on regulatory requirements and industry best practices in respect of algorithmic trading / e-trading.
  • Consult on complex issues; providing advice to People Leaders to support the resolution of escalated issues.
  • Identify ways to mitigate risk and developing new policies/procedures in support of the control and governance agenda.
  • Take ownership for managing risk and strengthening controls in relation to the work done.
  • Perform work that is closely related to that of other areas, which requires understanding of how areas coordinate and contribute to the achievement of the objectives of the organisation sub-function.
Previous experience within Compliance Advisory is preferred. For further information please don't hesitate to contact me on my email: Morgan McKinley is acting as an Employment Agency and references to pay rates are indicative. Morgan McKinley encourages applications from all qualified candidates who represent the full diversity of communities in the UK. Accommodations are available on request for candidates taking part in all aspects of the selection process. BY APPLYING FOR THIS ROLE YOU ARE AGREEING TO OUR TERMS OF SERVICE WHICH TOGETHER WITH OUR PRIVACY STATEMENT GOVERN YOUR USE OF MORGAN MCKINLEY SERVICES.

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