Investment Compliance Administrator - Huxley : Job Details

Job Title: Investment Compliance AdministratorLocation: Hybrid - Remote/LondonDepartment: Compliance & RiskReports To: Head of Compliance & RiskRate: Up to £270pd Inside IR35Contract: Initial 6 months with extension possibilities and perm opportunityStart Date: End of Jan/Start of FebRole: Support the Investment Administration Team with private client investment administration and custodian systems.Key Responsibilities:- Incorporate Consumer Duty requirements into the compliance monitoring plan- Conduct testing procedures and themed reviews to ensure positive consumer outcomes across products, services, and interactions- Identify gaps, issues, or potential consumer harm and escalate concerns about the firm's ability to meet Consumer Duty obligations- Arrange client ISA subscriptions- Set up and maintain client accounts- Transfer client assets in/out of nominees- Maintain client contact databases- Process client payments- Promptly action client and investment manager communications- Handle client, introducer, and third-party enquiries- Perform reconciliations between custodian systems- Promote diversity and inclusion as per FCA guidelinesSkills and Competencies:- High degree of numeracy, IT skills (particularly Excel)- Meticulous attention to detail- Accurate typing skillsThis is a great role to get yourself into the Compliance team of a growing Investment Manager. Potential to move to a perm role and grow within this business is realistic.

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To find out more about Huxley, please visit www.huxley.com

Huxley, a trading division of SThree Partnership LLP is acting as an Employment Business in relation to this vacancy | Registered office | 8 Bishopsgate, London, EC2N 4BQ, United Kingdom | Partnership Number | OC387148 England and Wales