Regulatory Compliance Analyst - eFinancialCareers : Job Details

Key Responsibilities:

• Provide day-to-day compliance advisory support to the business, acting as the first point of contact for regulatory queries.
• Offer guidance on regulatory requirements and compliance obligations across multiple jurisdictions.
• Establish strong relationships with front office and other departments, ensuring Compliance is seen as an effective second line of defence.
• Play a central role in establishing the Regulatory Compliance Framework, including writing policies and procedures.
• Lead the implementation of changes driven by current and upcoming regulatory requirements.
• Conduct horizon scanning to identify and implement necessary regulatory changes.
• Develop oversight of pricing and execution, record keeping, and surveillance for dealing and sales teams.
• Support the implementation of surveillance technology and staff training initiatives.

Scope of the Role:

• Oversee compliance obligations for the London offices and provide support to European, Canadian, and Singaporean offices.

Your Experience:

• Strong knowledge of FCA regulations, PSR, MiFID II, MAR, EMIR, and similar frameworks.
• Solid understanding of the regulatory environment for FX and payment firms.
• Proven ability to translate regulatory requirements into practical compliance solutions.

This an exciting chance to grow your career in a supportive environment while contributing to a well-established compliance function.