Surveillance Specialist - eFinancialCareers : Job Details

Responsibilities:

• Develop a comprehensive understanding of Rulebook, Participant Manual, Code of Market Conduct, and Market Abuse Regulations.
• Use automated alerts and complex tools to monitor transactions for market abuse.
• Escalate potential breaches promptly to the team.
• Conduct investigations of potential market abuse and recommend referrals to regulatory authorities.
• Support the ongoing development of market abuse frameworks. Mentor surveillance staff on procedures and best practices.
• Conduct inquiries with trading participants regarding anomalous activity.
• Maintain accurate records of market abuse reviews and investigations.
• Analyze and maintain surveillance alerts and review statistics.
• Perform regular alert calibration and deep dive exercises.

Requirements:

• Strong knowledge of surveillance tools and market abuse regulation desirable, experience with algorithmic trading is a must.
• Programming skills relevant to exploring large data sets, including Python, SQL etc is a must.
• Excellent record-keeping and analytical skills