market surveillance officer Jobs - 10
Market Surveillance Officer
Executive Network Group - EC3A8AF
Employment Type : Full-Time
Our client are a small commodities trader in the city, who are seeking a Market Surveillance Officer to join their compliance team in London. This role would suit a tech focussed, ex-broker ideally from an exchange traded derivatives background, with some experience in market surveillance. Role Summary: You'll be involved with performing trade surveillance and monitoring of voice and electronic communications relating to the organisation’s tradi...
Nights Surveillance Officer
NMS Recruit Limited - CH624SQ
Employment Type : Full-Time
A Surveillance Officer working days is required for this market leading property and people protection company based in Bromborough. You will be based within a control room environment and your role will involve intercepting threats to the sites they monitor, working at the forefront of the company to protect customers assets. You will collaborate closely with emergency services to deliver emergency interventions during live incidents. The worki...
Compliance Officer - Investment
MERJE Ltd - EC4Y1BN
Employment Type : Full-Time
MERJE has partnered with a leading multi-strategy investment firm and we’re on the lookout for a talented Compliance Officer join their London team. This role supports a team of two experienced Compliance specialists and will focussed on helping them establish a robust EMEA Legal and Compliance platform as the company continues to grow. Key Responsibilities: Develop and implement a comprehensive compliance monitoring program Code of ethics/perso...
Senior Regulatory Compliance Officer
SRG - Edinburgh
Employment Type : Full-Time
SRG is working with a leading Biotechnology company based in the Edinburgh area who are looking for a Senior Regulatory Compliance Officer to join their team on a permanent basis. The Senior Regulatory Officer is responsible to deliver end to end regulatory package under ODM-Distributor scheme in compliance with an established quality management system, overseeing initial compilation of design control evidences, supplier management, incoming ins...
Commodities Compliance Officer - Qatar
Jameson Legal - Qatar
Employment Type : Full-Time
Here is an opportunity to leading role in developing the trading compliance function within a major energy company in the Middle East. This is a broad compliance role but will be focusing on providing advice to the business as well as developing their trading compliance policies and processes, as well as working with the wider compliance team to continue to develop the monitoring surveillance programs. The purpose of this role is to ensure the T...
VIE - Junior Compliance Surveillance Officer
eFinancialCareers - London
Employment Type : Full-Time
AXA Investment Managers (AXA IM) is a leading asset manager offering a range of diverse investment opportunities in traditional and alternative asset classes. With our products, we aim to diversify and grow our portfolios, while providing long-term value and investment performance to our clients. AXA IM manages around 844 billion euros in assets, including 480 billion euros integrating ESG, sustainable, or impact criteria as of the end of Decemb...
Trade Surveillance Manager
eFinancialCareers - London
Employment Type : Full-Time
Company Overview Britannia Global Markets is a global financial group offering banking, securities and investment management services, providing a wide range of bespoke financial services to a substantial and diversified client base that includes corporations, financial institutions, and individuals. With more than 120 years of banking tradition, the group is headquartered in the City of London and maintains offices in major financial centres ar...
Compliance Officer - Hedge Fund
eFinancialCareers - London
Employment Type : Full-Time
We are working with a reputable hedge fund, headquartered in London. There is a requirement for an experienced Compliance Officer to join the existing Compliance team, reporting directly into the Chief Compliance Officer. This role will be generalised, duties include: Provide regulatory advice to the trading teams across multiple asset classes (Equities, Fixed Income, Derivatives) Provide advice on regulatory rules (FCA, SEC, NFA and CFTC) Compl...
Compliance Manager - Hedge Fund
eFinancialCareers - London
Employment Type : Full-Time
Our client is a specialist hedge fund, HQ'd in London. After recent good performance and the recent launch of new funds, they are now looking to add a Compliance Manager to their existing team in London. Reporting into the Chief Compliance Officer, the Compliance Manager will be expected to perform a broad generalised compliance role, with an emphasis on Surveillance tasks. Duties will include: Surveillance monitoring for best execution, market ...
ACD Risk Analyst
eFinancialCareers - London
Employment Type : Full-Time
Roles & Responsibilities Daily compiling and review of fund risk limits, including Global Exposure calculations, VaR, Leverage, exposures, concentration, marketing and Liquidity. Maintain and distribute standard Funds Risk Limit Document (FRLD). Code and maintain Bloomberg CMGR rules and support CRO and Risk & Portfolio Construction officer in rule maintenance and monitoring. Monitor daily fund flows and flag liquidity risks. Compile, re...