risk and compliance officer Jobs - 444
Compliance Officer
Robert Walters - London
Employment Type : Full-Time
Our client is seeking a Compliance Officer with a strong background in file reviewing and a deep understanding of FCA COBs, particularly suitability. This role offers the opportunity to work within an established Central Compliance team, reporting directly to the Compliance Manager. The successful candidate will be responsible for conducting file reviews against Suitability requirements and internal standards, ensuring the highest level of compl...
Compliance Officer
The Curve Group - N178DX
Employment Type : Full-Time
We have a current opportunity for a Compliance Officer on a permanent basis. The position will be based in London United Kingdom. For further information about this position please apply. Ou client is a small housing association providing housing and support to people from anywhere in the world ,with a range of needs -from those who just need an affordable place to live ,to those who need a helping hand to achieve their life goals. This role is ...
Compliance Officer
Brookson - WA11RG
Employment Type : Full-Time
Brookson is recruiting for a Compliance Officer to join the Brookson Group. This role operates within a matrix management structure, reporting to both the Head of Financial Services within the UKI Operations management team and the General Counsel for the UK under the EMEA Legal & Compliance function. We have offices in Warrington (our HQ), Bournemouth, and Coventry. Recently, we were acquired by People2.0, a global company specialising in w...
Compliance Officer
SF Recruitment - Nottingham
Employment Type : Full-Time
Compliance Officer required in Nottingham Location: Nottingham (Hybrid - 2 days in office, 3 days remote) Contract: Full-time, Permanent Salary: 35,000 - 38,000 per annum Are you an experienced Compliance Officer seeking a dynamic role with flexibility? SF Recruitment are looking for a detail-oriented Compliance Officer to help our client uphold and strengthen their commitment to regulatory and internal standards. Based in Nottingham, this hybri...
Compliance Officer
Gold Group Ltd - Germany
Employment Type : Full-Time
Compliance Officer, Dusseldorf Salary between €70-€80,000 As a Compliance Officer the key tasks include the support of management in the compliance function (strategic, operational and functional consulting), the development of strategies and measures to prevent money laundering, counter- terrorist financing and other criminal offences, and to ensure compliance with the German Securities Trading Act. Our client who are a global financial service...
Compliance Officer
Employment Specialists Ltd - Ipswich
Employment Type : Full-Time
This vital role supports this Insurance Group with its responsibilities to comply with Regulatory requirements, internal policies and procedures and meeting the expectations of business partners through due-diligence requests and audits. Indicative of the importance of this role to the business, this is an additional role to support the Compliance Manager. As Compliance Officer you will support our rapidly growing Insurance Client who provides u...
Compliance Officer
Employment Specialists Ltd - Norwich
Employment Type : Full-Time
This vital role supports this Insurance Group with its responsibilities to comply with Regulatory requirements, internal policies and procedures and meeting the expectations of business partners through due-diligence requests and audits. Indicative of the importance of this role to the business, this is an additional role to support the Compliance Manager. As Compliance Officer you will support our rapidly growing Insurance Client who provides u...
Compliance Officer
BCT Resourcing - City of London
Employment Type : Full-Time
Compliance Officer City of London 60,000 - 80,000 per annum I am recruiting for a Compliance Officer for one of my well established Insurance clients in the city on a hybrid basis. Duties include: - Sanctions screening, referrals and performing checks, along with other financial crime activities - Monitoring, thematic reviews, assurance - Elements of advisory - Conduct risk, consumer duty, complaints and customer outcomes The candidate requireme...
Compliance Officer
MERJE Ltd - London
Employment Type : Full-Time
MERJE is delighted to be partnering with an established and highly reputable global Hedge Fund in their search for a Compliance Officer for their London office. This prestigious Hedge Fund has a rich history of excellence and innovation in the financial sector. With a strong focus on client satisfaction and ethical practices, the company offers a dynamic and rewarding work environment for ambitious professionals looking to develop their careers ...
Compliance Officer
Emponics - BS167FH
Employment Type : Full-Time
Compliance Officer ( Financial ) - maternity cover - This is a 50/50 split of Work from home and in office eg one week in office one week from home . Our client based in Bristol at Emersons Green near the junction of the M4 and M32 ( so commutable from Bristol ,Bath ,Chippenham, Swindon etc ) are experts in the Financial Compliance industry; focussing mainly on the Motor Trade and Travel . They have one of the UK's largest regulatory networks wi...