senior compliance monitoring officer Jobs - 127
Compliance Monitoring Officer
CMC Markets - EC3A7BX
Employment Type : Full-Time
CMC is seeking two experienced Compliance Officers to join our team on an interim basis. Your primary role will be to complete core tasks as part of our Compliance Management Program (CMP). This role will require collaboration with our German office to gather necessary documentation and data for assessments. You will play a key role in ensuring that our compliance controls are effectively assessed and tested. You will be conducting thorough asse...
Senior Compliance Monitoring Officer
BDO - London
Employment Type : Full-Time
Senior Compliance Monitoring Officer Compliance department is seeking a Senior Compliance Monitoring Officer with demonstrable compliance monitoring experience to join its growing team. Reporting to the Head of Compliance Monitoring, the Senior Compliance Monitoring Officer will undertake, and complete compliance monitoring reviews including thematic and desk-based periodic reviews of the firm's systems/controls and provide assurance to the busi...
Risk and Compliance Monitoring Officer
Vitality - BH26EP
Employment Type : Full-Time
About The Role Team – Risk Working Pattern - Hybrid – 2 days per week in the Vitality Bournemouth Office. Full time, 35 hours per week. We are happy to discuss flexible working! Top 3 skills needed for this role: Being comfortable working autonomously with proactive thinking High quality report writing skills Have an analytical mindset What this role is all about: Responsible for assisting the Combined Assurance Lead with d...
ASSISTANT CHIEF OFFICER DIRECTOR OF SERVICE SUPPORT/ MONITORING OFFICER
South Wales Fire and Rescue Service - CF728LX
Employment Type : Full-Time
We are seeking an experienced and dynamic legal professional to join our team as the Principal Legal Adviser and Monitoring Officer for our Service and Commissioners. In this pivotal role, you will provide expert legal advice and support to ensure effective decision-making, maintaining high standards of governance, and ensuring statutory obligations are met. You will advise on and execute all legal documents, lead on the promotion of good conduc...
Senior Officer Transaction Reporting - Middle Office
Bank of China (UK) Limited - EC4N6HA
Employment Type : Full-Time
About Us Bank of China London Branch is the first ever overseas Chinese financial institution in a global financial services hub. Established in 1929, Bank of China has expanded steadily in the UK and has become the first choice for both Chinese 'going-out’ customers and local UK customers seeking to establish relationships with China, with branches all across the UK including the City of London, London Chinatown, Manchester, Birmingham and Glas...
Security Officer Days 42hrs - Derbion
Savills Management Resources - DE12PQ
Employment Type : Full-Time
Purpose of the Role The Security Officer is accountable to the Security Manager for the support and delivery of security within the site. The Security Officer will ensure exemplary standards of security and customer service are provided to the client and visitors to the site at all times. The Security Officer is the public face of the security team and should act with professionalism at all times, a can do attitude is essential in this highly in...
Security Officer 42hrs - Whitefriars Canterbury
Savills Management Resources - CT12TF
Employment Type : Full-Time
Purpose of the Role The Security Officer is accountable to the Soft Services manager, Soft Service supervisor and Operations manager for the support and delivery of security and cleaning within the site. You will ensure exemplary standards of security, cleaning and customer service are provided to the client and visitors to the site always. You are the public face of the security and cleaning team and should act with professionalism always, a ca...
Head of Data Privacy - DPO Data Protection Officer
SNG (Sovereign Network Group) - RG214FA
Employment Type : Full-Time
We have a fantastic opportunity to join Sovereign Network Group (SNG) as Head of Data Privacy – DPO (Data Protection Officer) to lead the data protection team and the approach to the provision of data protection and privacy services and advice across SNG, as well as assuming the role of Data Protection Officer (DPO). Based from either Basingstoke or Wembley, you'll combine home and office working to ensure a positive work / life balance. There w...
Senior Officer - Financial Crime Systems, Risk and Reporting (12 months FTC)
Bank of China (UK) Limited - EC4N6HA
Employment Type : Full-Time
About the role Financial Crime Operations department is responsible for ensuring that all financial crime risks in Bank of China (UK) Limited and Bank of China Limited London Branch (jointly referred to as the Bank) are identified, managed or mitigated within the first line of defence (1LoD). A key component of the department’s coverage is responsibility for the Bank’s operational adherence to the UK regulatory requirements, namely with regards ...
Compliance Officer
Jems Recruitment Ltd - London
Employment Type : Full-Time
Benefits include annual bonus, private medical insurance, health care cash plan, life assurance, pension, season ticket loan, 25 days annual leave Well-established organisation, hybrid working 4 days in the office, Friday working from home Supportive team environment Excellent career development across the business Due to continued growth, we are recruiting for a Compliance Officer to join this successful financial services organisation. You wil...