trade surveillance analyst - commodities Jobs - 3
Monitoring and Trade Surveillance Manager
Hargreaves Lansdown plc - BS15SA
Employment Type : Full-Time
Excited to grow your career? Our purpose is to make it easy for people to save and invest for a better future. We are looking for great people to join us, so please come and invest in YOUR future at HL. About the Role Hargreaves Lansdown (HL) is now recruiting for a Senior Market Abuse Manager to join the team on a 12-month contract (maternity cover). You'll be responsible for managing the Market Abuse Investigations Unit (MAIU) and overseeing t...
Surveillance Analyst
eFinancialCareers - London
Employment Type : Full-Time
Responsibilities: Trade Monitoring: Continuously oversee trading activities to identify potential breaches such as market abuse and insider trading. Alert Analysis & Investigation: Examine and investigate alerts generated by systems, assessing trading patterns and market conditions. Detailed Reporting: Compile thorough investigation reports and escalate Suspicious Transaction and Order Reports (STORs) to the MLRO and relevant committee...
Market Abuse Risk Regulations SME
eFinancialCareers - London
Employment Type : Full-Time
A leading tier 1 bank is looking for someone to join their 1st line Risk and Control team on a temporary contract until the end of the year, supporting the assessment of the control environment under key financial regulations. They are seeking a subject-matter expert (SME) with a strong background in Market Abuse Regulations (MAR) Key Responsibilities: Perform detailed control assessments to identify control gaps / enhancement opportunities. Per...