audit compliance officer Jobs - 259
Compliance Officer
Recruit Wealth - Leicester
Employment Type : Full-Time
Our client is a long established, FCA regulated financial planning firm with over 36 years of experience delivering bespoke financial advice to both private and corporate clients. They provide expert, unbiased advice across pensions, investments, estate planning, inheritance tax and mortgages, drawing on a broad range of market leading solutions to meet their clients’ needs. Due to continued business growth, they are now seeking a hands-on Compl...
Compliance Officer
Broster Buchanan Ltd - Liverpool
Employment Type : Full-Time
Liverpool City Centre, 35K. Compliance experience essential. Pensions/Wealth Management/legal experience of particular interest. The Company Our client, on of the UK's fastest growing financial services businesses is continuing to expand and as such, requires an experienced compliance professional to join their team. The Team A highly talented and close knit, friendly team awaits you. This team has a track record of training and developing peopl...
Product Compliance Officer
Insight Select Ltd - ME11ER
Employment Type : Full-Time
Product Compliance Officer / Rochester / 45,000 Our client is seeking a Product Compliance Officer to support our Product team in ensuring our entire product range meets legal and regulatory requirements. As a newly created position, this role is essential in maintaining our rapid growth and commitment to compliance. Key Responsibilities: Manage legal and regulatory compliance across the entire product range. Audit new products to ensure regulat...
Compliance Officer - Insurance
Oliver James - London
Employment Type : Full-Time
Oliver James are delighted to once again be partnering with a leading London Market Insurer looking to grow their impressive compliance team. The business operate across both the Lloyds & General insurance market, with an outstanding reputation in their field. This is a brilliant opportunity to join a market leading business as a Compliance Officer in their Assurance/Monitoring team, reporting into the Head of Compliance Monitoring and partn...
Junior Compliance Officer
Sterling Williams LTD - W1J0AD
Employment Type : Full-Time
Junior Compliance Officer Hybrid (4 days in the office and 1 day from home) Permanent Salary Circa 40,000 Sterling Williams are working alongside a fantastic Fintech/EMI Institution. They are seeking a permanent Compliance officer to join their team. What You’ll Be Doing As a Junior Compliance Officer, you’ll play a key role in our core compliance activities, from client onboarding and on-going due diligence to transaction monitoring and assisti...
Compliance Monitoring Officer
D&R Recruitment Limited - WA11AG
Employment Type : Full-Time
Job Title: Compliance Officer / File Checker Location: Office based - Warrington (Possibility of hybrid working, depending upon experience) Employment Type: Full-time Salary: Competitive, dependent on experience Overview: A well-established and trusted Chartered Financial Planning Firm, that prides itself on delivering high-quality, bespoke financial advice to individuals and businesses. Its commitment to professionalism, client care, and ethica...
Compliance Officer - Financial Services
Astral Recruitment - Horsham
Employment Type : Full-Time
Our client is a specialist financial services company based in Horsham and they are currently looking for an experienced Compliance Officer/Manager to join the team We have a full time permanent role in Horsham within this company working in their compliance department. supporting a team of Advisers This is a great opportunity to join a market leading company dealing with : Review client files to confirm suitability and good consumer outcomes an...
Compliance/Data Protection Officer
Michelle Denny Recruitment - IP224GT
Employment Type : Full-Time
Michelle Denny Recruitment is partnering with a forward-thinking organisation in the financial services sector, seeking an experienced Compliance & Data Protection Officer . This role is crucial in ensuring regulatory compliance, with a strong focus on Customer Duty , data protection, and ethical business practices. Based in Diss this role offers a salary range up to 40,000 which is negotiable depending on level of experience, with wo...
Information Security & Compliance Officer
Recruit4Talent - CV77LP
Employment Type : Full-Time
Information Security & Compliance Officer sought to join the IT department of an award-winning, national recruitment agency group as they continue to expand their digital presence across multiple brands. This is a permanent, full-time role based fully onsite at the company’s Meriden office, with occasional travel to other company sites. The Role: As Information Security & Compliance Officer, you will become a key player in safeguarding t...
Education HR and Compliance Officer
Reed - UB81QL
Employment Type : Full-Time
Our client is seeking an HR and Compliance Officer to serve as the first point of contact for all HR matters within our school. This role involves providing routine advice and guidance on operational terms and conditions, ensuring compliance with HR policies and processes, and managing a range of HR processes including recruitment, selection, and support for disciplinary and performance processes. Working 39 weeks a year, 37.5 hours per week. Da...