compliance manager - asset & wealth Jobs - 309
Risk & Compliance Executive - Legal Services
Carousel Consultancy Ltd - BB11AE
Employment Type : Full-Time
Risk & Compliance / Source of Wealth and Funds Executive - Law Firm - Blackburn - Competitive Salary benefits We’re on the hunt for a proactive, meticulous and focused Risk & Compliance Administrator / Executive , with a keen eye for detail and accuracy and strong data management skills, to join a successful law firm as their Source of Wealth and Funds Executive. This role will provide a high level of compliance support to the Risk &...
T&C Manager
Recruit UK - B111BW
Employment Type : Full-Time
Job Title: T&C Manager Industry: Wealth Management Location: Birmingham Salary: up to 50,000 (salaries negotiable dependent on experience and skill-set) Job reference: 9363 Job Description: Are you an experienced compliance professional passionate about shaping the training and competence landscape within a dynamic wealth management firm? My client based in Birmingham, a prestigious and growing financial planning company, are looking for a d...
Technical Manager
Tate Professional - CM231JG
Employment Type : Full-Time
Technical Manager - Wealth Management Salary: 45k to 55k DOE plus discretionary bonus and excellent benefits Location: Bishop's Stortford, Office Based (5 days per week) free parking. About the Company: Tate is proud to partner with a bespoke wealth management firm in Bishop's Stortford that is undergoing significant expansion. The company's client proposition is akin to private banks, offering a range of wealth management services that exceed t...
Senior Sales Negotiator
Savills - B32AA
Employment Type : Full-Time
Role Overview The Midlands Residential Development Sales team has firmly positioned itself as a market leader in new homes sales, marketing and development consultancy. A fantastic opportunity is available for a highly capable and motivated Senior Sales Negotiator to join our busy and successful team based out of the Birmingham office. We are a high-performing, fast paced and friendly team selling new home developments across Birmingham the wide...
T&C Manager
Premier Jobs UK Limited - B357AZ
Employment Type : Full-Time
This T&C Manager job in East Birmingham provides opportunity to join a growing, regional wealth management firm. As T&C Manager, you will be responsible for ensuring the business adheres to the policies set internally and by the FCA. You should be accountable for driving the adoption of the T&C for new and existing team members, ensuring quality and compliant financial advice is provided at all times. You will report into the Head of...
Product Marketing Manager
Montpellier Resourcing - London
Employment Type : Full-Time
Role: Product Marketing Manager Department: Wealth Management Location: London, UK Role Type: Permanent, Full time Up to 79,000 plus excellent bonus and benefits Job Description • Support the Wealth Management product owner to develop and manage Wealth Management products and propositions for private and commercial clients to drive sustainable business growth. Wealth Management 'Products’ include Investment Management and Wealth Planning (aka Fi...
Tax Manager
Public Practice Recruitment Ltd - NP201DF
Employment Type : Full-Time
Personal Tax Manager Do you have a wealth of personal tax experience? Would you like to work for a firm that rewards hard work and offers progression? Can you oversee a thriving tax department, aid the development of junior staff and ensure the delivery of service excellence? If so, keep reading! We’re looking for an ambitious Person If so, this Mixed Tax Manager job in Newport could be the role for you! Offering a full suite of benefits, includ...
Training & Competence Manager
Brevere Group - B356AN
Employment Type : Full-Time
Due to continued success in delivering bespoke Wealth Management Solutions to a range of HNW clients, this innovative and expanding firm is seeking to recruit an accomplished Training & Competence professional to join their team Based in modern and well equipped offices, your role will be to work closely with the Head of Compliance to ensure that all regulatory and compliance requirements are met and exceeded across their Financial Planning ...
Operations Manager
Fram Search - London
Employment Type : Full-Time
Responsible for overseeing all operational processes Strong background in operations management within financial services Familiarity with FCA regulations is essential Fram is partnering with a London-based investment firm that provides tailored, discretionary investment management services to private clients. Our client is seeking a dedicated Operations & Compliance Manager to join their growing team. This is a unique opportunity to take on...
Reward Manager
Elevation Recruitment Group - York
Employment Type : Full-Time
Reward Manager York – Hybrid Working Salary 55,000 - 64,500 Elevation Recruitment – HR Division are working with our client to find an experienced Reward Manager to join their team. This is an exciting role where the right person will take ownership of the group reward strategy, developing key aspects including base salary, bonuses, incentives, and non-financial recognition programs. Benefits include: 10% Bonus Life assurance at 4 x salary Festi...