compliance manager Jobs - 11039
Compliance Manager
Bell Cornwall Recruitment - Birmingham
Employment Type : Full-Time
Compliance Manager Birmingham city centre 35,000 - 45,000 p/a BCR/JC/11432 Bell Cornwall Recruitment are delighted to be working with an award-winning regional law firm based in Birmingham. They are looking for a Compliance Manager to be a key contact and advisor for the firm. The Compliance Manager role: This person will be responsible for ensuring the firm's risk management and compliance meets with all necessary standards and regulations. Dut...
Compliance Manager
mbf. - PO160AB
Employment Type : Full-Time
An exciting opportunity has arisen for an experienced Compliance Manager to join a leading financial planning firm. This role is central to ensuring robust compliance oversight of financial advisers within the business. Reporting to the Managing Director of Financial Planning, the Compliance Manager will work closely with key stakeholders, including Regional Directors, the FP Training Manager, and the Director of Wealth Operations. About the Com...
Compliance Manager
Ashdown Group - Birmingham
Employment Type : Full-Time
Compliance Manager – 3-Month Contract Remote role Our client, an independent insight consultancy, is seeking a Compliance Manager to lead a contract evaluation project across our group of clients. They are looking for someone to audit, analyse, and define client contractual terms, ensuring clarity, compliance, and risk mitigation. This would suit an experienced Compliance Coordinator, Risk and Compliance Specialist or Compliance Officer with a s...
Compliance Manager
Clayton Davies Ltd - SS143FR
Employment Type : Full-Time
Our client is one of the leading mortgage and protection Networks in the UK who are looking for a Compliance Manager to be the deputy to the Head of Compliance. You will be managing the Compliance Development team, ensuring all AR Firms continue to meet the required competency and business operating standards. This element of the role is about ensuring the team support all AR firms to operate within the network systems and controls, holding them...
Compliance Manager
Recruitment Solutions (North West) Ltd - HD12QB
Employment Type : Full-Time
With our Client based on the edge of Huddersfield and in easy access of the M62 we are looking to appoint a Compliance Manager for this International and Award winning Group. WHAT YOU CAN EXPECT AS THE COMPLIANCE MANAGER; Basic Salary of 35,000 with a 15% Annual Bonus OTE over 40,000 Annual Salary Review Review of Personal Development Plans Hybrid working after a settling in period Flexitime within core hours Pension and Life Assurance Medicash ...
Compliance Manager
Finitas - London
Employment Type : Full-Time
Compliance Manager | London Market Broker | London/WFH | 75 - 90,000 (doe) Finitas are delighted to be partnering with a growing London market broker in their search for a Compliance Manager. This is a newly created role due to good company growth and you will be reporting into the Chief Operating Officer working in a standalone compliance role. You will be supporting the COO with governance and embedding and developing compliance within the bus...
Compliance Manager
Ashdown Group - London
Employment Type : Full-Time
Compliance Manager – 3-Month Contract Remote role Our client, an independent insight consultancy, is seeking a Compliance Manager to lead a contract evaluation project across our group of clients. They are looking for someone to audit, analyse, and define client contractual terms, ensuring clarity, compliance, and risk mitigation. This would suit an experienced Compliance Coordinator, Risk and Compliance Specialist or Compliance Officer with a s...
Compliance Manager
Robert Walters - London
Employment Type : Full-Time
Our client is seeking a Compliance Manager to join their dynamic team. This role is integral to the company's unique services and value proposition for its registered firms, and more widely, the financial services industry. The successful candidate will be responsible for monitoring all aspects of registered firms' compliance with the Standards and Codes. This role offers an exciting opportunity to work in a hybrid or remote setting, providing f...
Compliance Manager
Reed - RH121RD
Employment Type : Full-Time
Governance and Competency Manager - Up to 55k Location: Horsham, with some travel throughout the UK - hybrid working available after probation period Full-time, 35 hours per week (Monday to Friday, 9am - 5pm), Join a leading UK financial advice network as a Governance and Competency Manager. This role is crucial in providing high-quality support to ensure compliance with regulatory requirements and to achieve excellent outcomes across all b...
Compliance Manager
MERJE Ltd - CH53XA
Employment Type : Full-Time
Our client, an award winning independent financial advice firm are looking for a Compliance Manager to join the team on a permanent basis. As Compliance Manager you will need to ensure the business meets all regulatory obligations and to support the Director in their fulfilment of SMF16/17 responsibilities and wider compliance duties. Build a positive ethical firm culture that puts our clients’ interests first, pro...