compliance officer - wokingham based Jobs - 582

The International Institute for Environment and Development - WC2B6AA

Employment Type : Full-Time

Senior Compliance Officer Hybrid working with travel to our Central London head office About Us The International Institute for Environment and Development (IIED) is a policy and action research organisation promoting sustainable development and linking local priorities to global challenges. We are based in London and work on five continents with some of the world’s most vulnerable people to strengthen their voice in the decision-making arenas t...

Reward Recruitment - Birmingham

Employment Type : Full-Time

Compliance Monitoring Officer Home Based 40,000 - 45,000 per annum plus bonus and benefits About the role: My client is a national Wealth Management business and they are looking for a Compliance Monitoring Officer to join their expanding team. The business operates a remote working model and is paying a salary c 40k to 45k. The main purpose of the role is to provide a pre and post file reviews service to the clients of the business. The file re...


Reward Recruitment - Leeds

Employment Type : Full-Time

Compliance Monitoring Officer Home Based 40,000 - 45,000 per annum plus bonus and benefits About the role: My client is a national Wealth Management business and they are looking for a Compliance Monitoring Officer to join their expanding team. The business operates a remote working model and is paying a salary c 40k to 45k. The main purpose of the role is to provide a pre and post file reviews service to the clients of the business. The file re...

Talk Staff - WS12QB

Employment Type : Full-Time

Our client, a market leader in their sector is looking to recruit a legal compliance officer for their busy team in Walsall. This is an excellent opportunity to demonstrate your skills and knowledge to their full potential. The role is to support other officers in the business, ensuring the regulatory obligations and responsibilities of the business are met. To be considered for the role, you’ll require the following essentials: Demonstrated exp...

BDM Recruitment - Rickmansworth

Employment Type : Full-Time

Mortgage Compliance Officer - Rickmansworth Salary: 25,000 - 30,000 per annum About Us: BDM Recruitment is excited to present an exceptional opportunity for an experienced Mortgage Administrator or Mortgage Compliance professional. Join a well-established, independently owned mortgage broker based in Rickmansworth and contribute to a dynamic team dedicated to delivering outstanding client service and maintaining high compliance standards. The Ro...

MERJE Ltd - HG15PG

Employment Type : Full-Time

Our client, a leading financial planning and wealth management firm are looking for a Compliance Monitoring Officer to join the function on a permanent basis.  As Compliance Monitoring Officer you will be responsible for undertaking the risk based second line monitoring function. Role Responsibilities: To undertake second line of defence compliance monitoring for review of the effectiveness of the compliance controls in ...

WALKER COLE INTERNATIONAL LTD - London

Employment Type : Full-Time

Walker Cole International is searching for a Quality Assurance Compliance Officer to join a growing pharmaceutical company based in the Greater London area. Key responsibilities as the QA Officer: Ensure compliance with Good Manufacturing Practice (GMP). Support on driving for continuous improvement. Provide training to wider teams. The successful QA Officer will have: Previous hands on experience working to GMP. Ability to work cross functional...

D&R Recruitment Limited - Manchester

Employment Type : Full-Time

Compliance Monitoring Officer Up to 38,000 Warrington / Hybrid Role Overview The Compliance Monitoring Officer ensures the company’s advice and services comply with FCA regulatory standards while safeguarding quality in customer interactions. This role involves reviewing advice files, providing constructive feedback to the advice team, identifying risks, and contributing to training and process improvement. It offers the flexibility of being off...

MERJE Ltd - SP13HP

Employment Type : Full-Time

Our client, a leading financial planning and wealth management firm are looking for a Compliance Monitoring Officer to join the function on a permanent basis.  As Compliance Monitoring Officer you will be responsible for undertaking the risk based second line monitoring function. Role Responsibilities: To undertake second line of defence compliance monitoring for review of the effectiveness of the compliance controls in ...

Platform Recruitment - CF245JQ

Employment Type : Full-Time

Cardiff/Remote - Project Compliance Officer - 50k- 60k - Marine Platform Recruitment has partnered with an innovator of products who provide for the Marine industry. They are looking for a Project Compliance Officer to join their team. Reporting to the PMO Manager and working within the Systems Delivery department, you will be responsible for all project compliance obligations in the business. Main Duties: Creating compliance matrix across multi...