financial crime compliance manager Jobs - 78
Compliance and Practice Manager
NJR Recruitment - Telford
Employment Type : Full-Time
NJR Recruitment are proud to have been instructed to work 'exclusively’ and in Partnership with an established and well respected firm of Independent Financial Planners based in Telford. An exciting opportunity is now available for a Level 4 Diploma Qualified individual to form part of their professional team in the capacity of Practice / Compliance Manager. Working alongside another Compliance professional in the business, this role is likely t...
Compliance Manager 4-7 yrs
Robert Half - Cardiff
Employment Type : Full-Time
Interim Head of Financial Compliance (Anti-Money Laundering) The Interim Head of Financial Compliance is responsible for safeguarding the organisation from financial crime, with a particular emphasis on Anti-Money Laundering (AML) , by assessing risks and implementing appropriate controls. Reporting to the Council, with oversight from the Audit and Risk Committee, this role ensures effective financial crime and AML management during the interim ...
Compliance Analyst
Arthur - EC3A3DH
Employment Type : Full-Time
We are working closely with a well-established London Market Insurance business and Lloyd's Syndicate who are seeking a compliance professional to join their warm Financial Crime Compliance function. In this broad role, you will: Provide guidance on financial crime and international sanctions regulations. Assist the Senior Compliance Manager with overseeing the product and distribution arrangement within the business by carrying out second line ...
Compliance Manager Exclusive role
MERJE Ltd - South Yorkshire
Employment Type : Full-Time
MERJE are delighted to be supporting a long standing financial services organisation whoa re recruitng a Compliance Manager due to growth of the firms compliance function. The Compliance Manager will be responsible for ensuring that the FCA regulated business complies with relevant regulations and laws, providing essential support to both operational teams and the Senior Leadership Team. The role also includes assisting the Head of R...
Compliance Officer
Resource Matters Ltd - Watford
Employment Type : Full-Time
Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies and procedures. The firm promote a fun and collaborative environment, where the whole team really e...
Compliance Officer
Resource Matters Ltd - Leighton Buzzard
Employment Type : Full-Time
Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies and procedures. The firm promote a fun and collaborative environment, where the whole team really e...
Compliance Officer
Resource Matters Ltd - Hemel Hempstead
Employment Type : Full-Time
Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies and procedures. The firm promote a fun and collaborative environment, where the whole team really e...
Compliance Officer
Resource Matters Ltd - St. Albans
Employment Type : Full-Time
Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies and procedures. The firm promote a fun and collaborative environment, where the whole team really e...
Compliance Analyst
Arthur - EC3A3BP
Employment Type : Full-Time
We are working with an exciting London Market Insurance business who are seeking a Compliance Analyst to join their collaborative and growing Compliance function. You will be working very closely with senior individuals as well as develop your current compliance skill set and knowledge of the Lloyd's Market. The key responsibilities of the role are listed below but there is an opportunity to take on responsibility for many other areas ...
Compliance Officer
Resource Matters Ltd - Berkhamsted
Employment Type : Full-Time
Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies and procedures. The firm promote a fun and collaborative environment, where the whole team really e...