financial planning compliance officer Jobs - 218
Compliance Assessment Officer
Canada Life - EC3A1AT
Employment Type : Full-Time
Location: Can be located either within our London or Hertfordshire Office Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile and welcoming organisation. Part of our parent company Great-West Lifeco, Canada Life UK has operated in the United Kingdom since 1903. We h...
Compliance Officer
MERJE Ltd - EH11YJ
Employment Type : Full-Time
???? Compliance Officer – Financial Services Home based UK wide | Full-time, 12 month fixed term contract An exciting opportunity has arisen for an experienced Risk & Compliance professional to join a well-established, regulated financial services firm operating in the UK FCA sector. This role offers a unique chance to play a critical part in shaping and maintaining a proportionate risk management framework, driving compliance standards, and...
Compliance Officer
MERJE Ltd - M457JF
Employment Type : Full-Time
???? Compliance Officer – Financial Services Home based UK wide | Full-time, 12 month fixed term contract An exciting opportunity has arisen for an experienced Risk & Compliance professional to join a well-established, regulated financial services firm operating in the UK FCA sector. This role offers a unique chance to play a critical part in shaping and maintaining a proportionate risk management framework, driving compliance standards, and...
Compliance Officer
Reed - ME24FD
Employment Type : Full-Time
Compliance Officer Location: Kent Job Type: Full-time, Hybrid We are currently representing a prestigious pensions and wealth advisory company that is seeking a Compliance Officer to enhance their team. This role is integral to ensuring the company maintains its compliance with regulatory standards and fosters a client-focused culture. The successful candidate will report directly to the Compliance Manager and will be instrumen...
Compliance Officer
Recruit Wealth - Leicester
Employment Type : Full-Time
Our client is a long established, FCA regulated financial planning firm with over 36 years of experience delivering bespoke financial advice to both private and corporate clients. They provide expert, unbiased advice across pensions, investments, estate planning, inheritance tax and mortgages, drawing on a broad range of market leading solutions to meet their clients’ needs. Due to continued business growth, they are now seeking a hands-on Compl...
Compliance Officer
Eden Rose - PR90NS
Employment Type : Full-Time
Compliance Officer – Financial Planning Firm, Southport Are you an astute Compliance professional seeking a critical role within a forward-thinking financial planning firm? This is a compelling opportunity to apply your expertise in shaping robust regulatory frameworks, ensuring operational integrity, and contributing directly to the ethical success of our organisation. Our established financial planning firm in Southport is actively seeking a h...
Compliance Officer
MERJE Ltd - EC4Y1BN
Employment Type : Full-Time
???? Compliance Officer – Financial Services Home based UK wide | Full-time, 12 month fixed term contract An exciting opportunity has arisen for an experienced Risk & Compliance professional to join a well-established, regulated financial services firm operating in the UK FCA sector. This role offers a unique chance to play a critical part in shaping and maintaining a proportionate risk management framework, driving compliance standards, and...
Compliance Officer
NJR Recruitment - Leicester
Employment Type : Full-Time
Compliance Officer Leicester (Hybrid) We are proud to be representing a credible firm of Independent Financial Planners who are a very well-established, FCA-regulated financial planning firm offering over 36 years of experience delivering tailored advice to both private and corporate clients. As part of a major national network, they offer expert, unbiased guidance across pensions, investments, estate planning, inheritance tax, and mortgages. Bu...
Compliance Officer
MERJE Ltd - LS13AD
Employment Type : Full-Time
???? Compliance Officer – Financial Services Home based UK wide | Full-time, 12 month fixed term contract An exciting opportunity has arisen for an experienced Risk & Compliance professional to join a well-established, regulated financial services firm operating in the UK FCA sector. This role offers a unique chance to play a critical part in shaping and maintaining a proportionate risk management framework, driving compliance standards, and...
Compliance Officer
Reed - ME24FD
Employment Type : Full-Time
Compliance Officer Location: Kent Job Type: Full-time, Hybrid We are currently representing a prestigious pensions and wealth advisory company that is seeking a Compliance Officer to enhance their team. This role is integral to ensuring the company maintains its compliance with regulatory standards and fosters a client-focused culture. The successful candidate will report directly to the Compliance Manager and will be instrumen...