financial planning compliance officer Jobs - 212

Canada Life - EC3A1AT

Employment Type : Full-Time

Location: Can be located either within our London or Hertfordshire Office Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile and welcoming organisation. Part of our parent company Great-West Lifeco, Canada Life UK has operated in the United Kingdom since 1903. We h...

MERJE Ltd - EH11YJ

Employment Type : Full-Time

???? Compliance Officer – Financial Services Home based UK wide | Full-time, 12 month fixed term contract An exciting opportunity has arisen for an experienced Risk & Compliance professional to join a well-established, regulated financial services firm operating in the UK FCA sector. This role offers a unique chance to play a critical part in shaping and maintaining a proportionate risk management framework, driving compliance standards, and...


MERJE Ltd - M457JF

Employment Type : Full-Time

???? Compliance Officer – Financial Services Home based UK wide | Full-time, 12 month fixed term contract An exciting opportunity has arisen for an experienced Risk & Compliance professional to join a well-established, regulated financial services firm operating in the UK FCA sector. This role offers a unique chance to play a critical part in shaping and maintaining a proportionate risk management framework, driving compliance standards, and...

Reed - ME24FD

Employment Type : Full-Time

Compliance Officer Location:  Kent Job Type:  Full-time, Hybrid  We are currently representing a prestigious pensions and wealth advisory company that is seeking a Compliance Officer to enhance their team. This role is integral to ensuring the company maintains its compliance with regulatory standards and fosters a client-focused culture. The successful candidate will report directly to the Compliance Manager and will be instrumen...

MERJE Ltd - EC4Y1BN

Employment Type : Full-Time

???? Compliance Officer – Financial Services Home based UK wide | Full-time, 12 month fixed term contract An exciting opportunity has arisen for an experienced Risk & Compliance professional to join a well-established, regulated financial services firm operating in the UK FCA sector. This role offers a unique chance to play a critical part in shaping and maintaining a proportionate risk management framework, driving compliance standards, and...

Eden Rose - PR90NS

Employment Type : Full-Time

Compliance Officer – Financial Planning Firm, Southport Are you an astute Compliance professional seeking a critical role within a forward-thinking financial planning firm? This is a compelling opportunity to apply your expertise in shaping robust regulatory frameworks, ensuring operational integrity, and contributing directly to the ethical success of our organisation. Our established financial planning firm in Southport is actively seeking a h...

Reed - ME24FD

Employment Type : Full-Time

Compliance Officer Location:  Kent Job Type:  Full-time, Hybrid  We are currently representing a prestigious pensions and wealth advisory company that is seeking a Compliance Officer to enhance their team. This role is integral to ensuring the company maintains its compliance with regulatory standards and fosters a client-focused culture. The successful candidate will report directly to the Compliance Manager and will be instrumen...

NJR Recruitment - Leicester

Employment Type : Full-Time

Compliance Officer Leicester (Hybrid) We are proud to be representing a credible firm of Independent Financial Planners who are a very well-established, FCA-regulated financial planning firm offering over 36 years of experience delivering tailored advice to both private and corporate clients. As part of a major national network, they offer expert, unbiased guidance across pensions, investments, estate planning, inheritance tax, and mortgages. Bu...

MERJE Ltd - LS13AD

Employment Type : Full-Time

???? Compliance Officer – Financial Services Home based UK wide | Full-time, 12 month fixed term contract An exciting opportunity has arisen for an experienced Risk & Compliance professional to join a well-established, regulated financial services firm operating in the UK FCA sector. This role offers a unique chance to play a critical part in shaping and maintaining a proportionate risk management framework, driving compliance standards, and...

Personnel Selection - GU514WP

Employment Type : Full-Time

We are a well-established financial services organisation and an industry leader in our field of the buy to let mortgage sector based inn Fleet, Hampshire. We have been established for over 10 years and are now seeking to recruit a Compliance Officer to join our wider Legal and Compliance team. The purpose of the role is to be responsible for supporting the delivery of the Compliance Monitoring Plan by carrying out monitoring activities in line ...