financial planning compliance officer Jobs - 215
Compliance Officer
MERJE Ltd - LS13AD
Employment Type : Full-Time
???? Compliance Officer – Financial Services Home based UK wide | Full-time, 12 month fixed term contract An exciting opportunity has arisen for an experienced Risk & Compliance professional to join a well-established, regulated financial services firm operating in the UK FCA sector. This role offers a unique chance to play a critical part in shaping and maintaining a proportionate risk management framework, driving compliance standards, and...
Compliance Officer
Reed - ME24FD
Employment Type : Full-Time
Compliance Officer Location: Kent Job Type: Full-time, Hybrid We are currently representing a prestigious pensions and wealth advisory company that is seeking a Compliance Officer to enhance their team. This role is integral to ensuring the company maintains its compliance with regulatory standards and fosters a client-focused culture. The successful candidate will report directly to the Compliance Manager and will be instrumen...
Compliance Officer
Finlink Ltd - CF245EA
Employment Type : Full-Time
Compliance onboarding officer Hybrid working Cardiff This role is best suited to those with a compliance background within financial services and has an eye for detail and wants to work closely with advisers to shape the client experience. It’s a great opportunity for someone who’s confident working in a compliance-led environment and wants to take ownership of the onboarding process. Level 4 Diploma in Financial services desirable. The Business...
Compliance Officer
Reed - ME24FD
Employment Type : Full-Time
Compliance Officer Location: Kent Job Type: Full-time, Hybrid We are currently representing a prestigious pensions and wealth advisory company that is seeking a Compliance Officer to enhance their team. This role is integral to ensuring the company maintains its compliance with regulatory standards and fosters a client-focused culture. The successful candidate will report directly to the Compliance Manager and will be instrumen...
Compliance Officer
MERJE Ltd - M502ZY
Employment Type : Full-Time
We’re exclusively partnered with a leading Financial Advice firm that has been expanding significantly across the UK, in their search for a Compliance Officer on a permanent basis. The main purpose of the Compliance Officer role is to provide compliance support across the firm ensuring robust and commercial adherence to governance bodies and regulators. *Please note travel to the Greater Manchester office is required 3-4 times a week ...
Compliance Officer
Personnel Selection - GU514WP
Employment Type : Full-Time
We are a well-established financial services organisation and an industry leader in our field of the buy to let mortgage sector based inn Fleet, Hampshire. We have been established for over 10 years and are now seeking to recruit a Compliance Officer to join our wider Legal and Compliance team. The purpose of the role is to be responsible for supporting the delivery of the Compliance Monitoring Plan by carrying out monitoring activities in line ...
Compliance Monitoring Officer
D&R Recruitment Limited - WA11AG
Employment Type : Full-Time
Job Title: Compliance Officer / File Checker Location: Office based - Warrington (Possibility of hybrid working, depending upon experience) Employment Type: Full-time Salary: Competitive, dependent on experience Overview: A well-established and trusted Chartered Financial Planning Firm, that prides itself on delivering high-quality, bespoke financial advice to individuals and businesses. Its commitment to professionalism, client care, and ethica...
Training & Development Officer - Financial Planning - Remote
mbf. - RG11AF
Employment Type : Full-Time
Are you passionate about developing people, raising professional standards, and shaping the future of compliance in financial services? We’re working with a highly regarded, independent financial planning firm that is looking to appoint a Training & Development Officer to join their Compliance Team. This is a great opportunity to take on a pivotal role within a growing, values-led organisation that puts clients and quality advice first. Abou...
Finance Manager - Legal
Maclaren Warner - NG163NQ
Employment Type : Full-Time
Finance Manager – Legal Salary circa 32-38k dependent on skills and experience Full time Ilkeston/Eastwood– office based daily – car driver ideally– travel to Castle Donnington & Leeds as required WLR Legal Solutions Ltd currently operates several legal brands supporting clients in all areas of law. MacLaren Warner, a well-established and reputable High Street practice was acquired in 2024 and operates alongside our 2 other legal brand...
Chief Financial Officer
Harper May Ltd - City of London
Employment Type : Full-Time
Harper May is partnering with a forward-thinking technology group that is seeking a Chief Financial Officer to join its leadership team. With a track record of innovation and a growing portfolio of advanced digital solutions, the business is entering a new phase of growth and requires a strategic finance leader to support its ambitions. About the Role: As CFO, you will work closely with the CEO and Board to shape financial strategy, drive operat...