firm compliance manager / field base remote Jobs - 2571
Compliance Manager
mbf. - PO160AB
Employment Type : Full-Time
An exciting opportunity has arisen for an experienced Compliance Manager to join a leading financial planning firm. This role is central to ensuring robust compliance oversight of financial advisers within the business. Reporting to the Managing Director of Financial Planning, the Compliance Manager will work closely with key stakeholders, including Regional Directors, the FP Training Manager, and the Director of Wealth Operations. About the Com...
Compliance Manager
ACS Recruitment Solutions Ltd - B151TH
Employment Type : Full-Time
Compliance Manager Location: Edgbaston Hours: Full time – Monday to Friday and office based Salary: 30k - 45k DOE We are delighted to confirm ACS is teaming up with a well established U.K firm that is currently expanding, and as a result, searching for an experienced compliance manager to support this process. In this role, you will collaborate closely with Managers at all levels and across all areas of the organisation. Offering a diverse range...
Trade Surveillance Manager
CMC Markets - EC3A1AT
Employment Type : Full-Time
We are currently looking to hire a Trade Surveillance Manager in London to lead the team with reviews, investigations, and reporting of STORs. *** Please note that this role is onsite and would require 5 days per week in our London office near Liverpool Street. *** ROLE AND RESPONSIBILITIES Develop and implement policies and procedures to prevent market abuse and insider trading. Monitor trading activities for suspicious behaviour and potential ...
Compliance Manager
TSR Legal Recruitment - GL501AD
Employment Type : Full-Time
Compliance Manager | Rare Opportunity Working pattern: Hybrid Salary: Competitive, dependent on experience Job Type: Full-time, Permanent TSR Legal are proud to be working with a leading law firm, who are seeking a highly skilled Compliance Manager to join their team. This is an exciting opportunity for a compliance professional with strong legal and regulatory expertise to play a key role in ensuring the firm adheres to all legal, regulatory, a...
Compliance Manager
Simpson Judge Ltd - Bristol
Employment Type : Full-Time
Job Title: Compliance Manager Salary: Up to 60,000 DOE Hours: Full Time, permanent. Location: Bristol, hybrid. Job Reference: CWS432 OVERVIEW Top Tier Legal 500 Law firm in the South West, great reputation in the market and well known for employee wellbeing/staff retention. YOUR DAY TO DAY * You will work closely with the compliance team and report to the head of department, ensuring the firm meets SRA and Lexcel standards. Your duties will incl...
Compliance Manager
Clayton Davies Ltd - SS143FR
Employment Type : Full-Time
Our client is one of the leading mortgage and protection Networks in the UK who are looking for a Compliance Manager to be the deputy to the Head of Compliance. You will be managing the Compliance Development team, ensuring all AR Firms continue to meet the required competency and business operating standards. This element of the role is about ensuring the team support all AR firms to operate within the network systems and controls, holding them...
Risk & Compliance Manager - Legal firm background
Hays Specialist Recruitment Limited - Hampshire
Employment Type : Full-Time
Your new company A well known and ambitious legal firm based in North Hampshire seeks a thoroughly experienced Compliance Manager with 5 years' experience in a legal firm to join the firm and lead the Compliance Team. This is primarily an office-based role. Sorry- Candidates coming from the financial services sector will not be considered. Your new role You will be managing and developing a best-in-class internal risk and compliance function, wi...
Restructuring Advisory Manager - QAD
RSM UK - G26HG
Employment Type : Full-Time
As one of the world's largest networks of audit, tax and consulting firms, RSM delivers big ideas and premium service to help middle-market businesses thrive. We are a fast-growing firm with big ambitions -- we have a clear goal to become the premium adviser to the middle market, globally. This vision touches everything we do, motivating and inspiring us to become better every day. If you are looking for a firm where you can build a future and m...
Restructuring Advisory Manager - QAD
RSM UK - AB154YE
Employment Type : Full-Time
As one of the world's largest networks of audit, tax and consulting firms, RSM delivers big ideas and premium service to help middle-market businesses thrive. We are a fast-growing firm with big ambitions -- we have a clear goal to become the premium adviser to the middle market, globally. This vision touches everything we do, motivating and inspiring us to become better every day. If you are looking for a firm where you can build a future and m...
Restructuring Advisory Manager - QAD
RSM UK - LS14DL
Employment Type : Full-Time
As one of the world's largest networks of audit, tax and consulting firms, RSM delivers big ideas and premium service to help middle-market businesses thrive. We are a fast-growing firm with big ambitions -- we have a clear goal to become the premium adviser to the middle market, globally. This vision touches everything we do, motivating and inspiring us to become better every day. If you are looking for a firm where you can build a future and m...