head of risk and compliance Jobs - 464
Risk and Compliance Analyst
Finitas - London
Employment Type : Full-Time
Risk & Compliance Analyst | Lloyd's Broker | London/WFH | 35 - 40,000 Finitas are delighted to be partnered with a growing Lloyd's broker in their search for a newly created Risk & Compliance Analyst. Reporting into the Head of Compliance, you will be on a 12 month rotation getting exposure across financial crime, monitoring, risk management and compliance advice. This is an unparallelled opportunity not to be missed! You will be assisti...
Compliance Manager/Head of Business
Incisive Ltd - W1F9EL
Employment Type : Full-Time
Head of Compliance Manager Our client, a financial services company who are based in London are currently looking for a 'ComplianceManager’ to join their team. You will be well educated to degree level and have gained a wealth of experience of 5-10 years and have extensive experience with dealing the IFA Markets and you must have SMF 16/17 for this role. Duties Include:- Previous SMF16/17 experience Experience working for an IFA business Complia...
Head of Compliance & MLRO (SMF16/17)
REV & REGS LIMITED - EC2N2JA
Employment Type : Full-Time
Rev & Regs are seeking an experienced Head of Compliance & MLRO position working for a dynamic and well-established Brokerage firm in the City of London. The role will be approved under the Senior Managers Regime as the SMF 16 and SMF 17. The Head of Compliance & MLRO is a key critical role with executive responsibility for providing senior management with independent day-to-day compliance and AML advice to meet current and upcoming ...
Head of Operational Controls & Risk
Arthur - EC3A3DH
Employment Type : Full-Time
Arthur is working with a global insurance company seeking to hire a Head of Operational Controls & Risk to join their COO function. This newly created role offers the successful candidate an opportunity to make a significant impact by strengthening the operational resilience of the services provided by the Operations function. You will lead a team, focusing on effective data management, improving control effectiveness, and ensuring quality a...
Head of Compliance & MLRO SMF16/17
MERJE Ltd - WD171HP
Employment Type : Full-Time
This role will oversee our compliance framework and ensure adherence to regulatory requirements while also acting as the focal point for anti-money laundering (AML) and counter-terrorist financing (CTF) activities. This role is for 24 months and requires 5 hours a week (20hrs a month). Any additional hours worked will be billed at 200 Key Responsibilities: Lead developing and implementing the company's compliance framework, ensuring align...
Contract-Compliance & Risk Specialist
Signet Resources - RG121HL
Employment Type : Full-Time
Compliance and Risk Department Specialist (contract) Location – Bracknell. Salary - 500 - 550 a day Inside IR35. Duration - 6 Months -potential temporary to permanent role. Hybrid – 3 days a week in the office 2 days from home -35 hrs a week. The Opportunity: We are excited to share this opportunity for a Compliance and Risk Department Manager to join, this thriving business based in Bracknell If you are a...
Risk and Compliance - Assistant Manager
Hays Specialist Recruitment Limited - London
Employment Type : Full-Time
Your new company This accounting firm has a global presence with offices in London to Dubai. Their over 100 years of experience has put them at the forefront of accounting practices. They sit in the top 15 accounting firms with over 900 members of staff. They specialise in advising a broad range of clients across a wide range of clients across a large amount of different including a plethora of high net worth individuals. The firm has nearly dou...
Head of Compliance and MLRO Chinese speaking
People First - WC2A3EG
Employment Type : Full-Time
To see more Chinese jobs please follow us on WeChat: teamchinapf AND pfteamchina Ref: 22807 Your New Job Title: Chinese speaking Head of Compliance and MLRO The Skills You'll Need: Fluent Chinese and English, solid Compliance Management and MLRO experience across financial markets regulatory obligations. Your New Salary: Up to 90k benefits, depending on the experience Location: London Fully office based Start: ASAP Who You'll Be Working for: Our...
Head of Corporate Governance, Risk & Audit
Thrive homes - HP39TD
Employment Type : Full-Time
Head of Corporate Governance, Risk & Audit Hemel Hempstead (Hybrid Working) Salary 70,000 - 75,000 Per Annum Plus Benefits Permanent, Full Time 37 hours per week (Monday - Friday) Are you a strategic Governance professional? This role will enable you to hit the ground running. You’ll be taking the operational lead as Head of Corporate Governance, Risk and Audit to deliver a robust, efficient, and professional service, leading on corporate go...
Compliance & Risk Manager - Wealth Manager
MERJE Ltd - London
Employment Type : Full-Time
MERJE is currently working with a highly reputable discretionary wealth management business in their search for a Compliance specialist. Working as part of an established Compliance & Risk team, you will be responsible for: Overseeing advice to support the business in the practical application of the regulatory frameworks. Providing regulatory advice on the existing regulatory frameworks and developments. Providing regulatory advice to the F...