Employment Type : Full-Time
An exciting opportunity has arisen for a Compliance Officer to join a regulated financial services provider offering a range of banking solutions to both private and institutional customers with international connections. As a Compliance Officer , you will be supporting the second line of defence in compliance oversight and ensuring adherence to financial crime prevention frameworks. This is a 3-month fixed-term contract (FTC) role with the poss...
Employment Type : Full-Time
This vital role supports this Insurance Group with its responsibilities to comply with Regulatory requirements, internal policies and procedures and meeting the expectations of business partners through due-diligence requests and audits. Indicative of the importance of this role to the business, this is an additional role to support the Compliance Manager. As Compliance Officer you will support our rapidly growing Insurance Client who provides u...
Employment Type : Full-Time
Our client is a long established, FCA regulated financial planning firm with over 36 years of experience delivering bespoke financial advice to both private and corporate clients. They provide expert, unbiased advice across pensions, investments, estate planning, inheritance tax and mortgages, drawing on a broad range of market leading solutions to meet their clients’ needs. Due to continued business growth, they are now seeking a hands-on Compl...
Employment Type : Full-Time
Our client is a well-established and respected Independent Financial Adviser (IFA) firm based in Manchester, dedicated to delivering tailored financial advice with integrity and transparency. With a strong focus on client care and regulatory excellence, they are seeking a proactive and detail-oriented Compliance Officer to join their growing team. The Role: As a Compliance Officer, you will play a key role in supporting the firm’s adherence to F...
Employment Type : Full-Time
Department: Finance & Corporate Reports to: Finance Director Salary: Up to 25,000 Location: Hybrid – Office-based at Wales National Pool Swansea with remote homeworking and National Travel as required Type: Full Time permanent role, 37 Hours per week Note: Occasional work outside of core hours to support events and other organisational commitments Closing Date: 4th August 2025 About Us Swim Wales is the National Governing Body for aquatics i...
Employment Type : Full-Time
Key Responsibilities : Regulatory Compliance : Ensuring compliance with laws such as Anti-bribery, Modern Slavery, ESG/Sustainability, Sanctions, Cybersecurity, AI & FOSS. Supply Chain Management : Ensure supply chain compliance with legal and policy standards. Customer Compliance : Handle customer compliance inquiries and questionnaires. Product Compliance : Support Quality Team in product-related compliance tasks. Policy Development : Draf...
Employment Type : Full-Time
Job Title: Compliance Performance Officer Location: Hybrid – 3 days in-office in London EC2Y Hours: Full-time, 35 hours per week (Monday to Friday, 9am–5pm) Pay Rate: 23.42 – 27.18 per hour (PAYE) Contract Type: 12-month Temporary Contract (subject to change) About the Role My client are seeking a detail-oriented and proactive Compliance Performance Officer to join a busy Property Services team. This role pla...
Employment Type : Full-Time
We are a well-established financial services organisation and an industry leader in our field of the buy to let mortgage sector based inn Fleet, Hampshire. We have been established for over 10 years and are now seeking to recruit a Compliance Officer to join our wider Legal and Compliance team. The purpose of the role is to be responsible for supporting the delivery of the Compliance Monitoring Plan by carrying out monitoring activities in line ...
Employment Type : Full-Time
Compliance Officer – Financial Planning Firm, Southport Are you an astute Compliance professional seeking a critical role within a forward-thinking financial planning firm? This is a compelling opportunity to apply your expertise in shaping robust regulatory frameworks, ensuring operational integrity, and contributing directly to the ethical success of our organisation. Our established financial planning firm in Southport is actively seeking a h...
Employment Type : Full-Time
Compliance Officer Leicester (Hybrid) We are proud to be representing a credible firm of Independent Financial Planners who are a very well-established, FCA-regulated financial planning firm offering over 36 years of experience delivering tailored advice to both private and corporate clients. As part of a major national network, they offer expert, unbiased guidance across pensions, investments, estate planning, inheritance tax, and mortgages. Bu...