senior compliance officer - leeds Jobs - 562
Compliance Officer
Recruit Wealth - Leicester
Employment Type : Full-Time
Our client is a long established, FCA regulated financial planning firm with over 36 years of experience delivering bespoke financial advice to both private and corporate clients. They provide expert, unbiased advice across pensions, investments, estate planning, inheritance tax and mortgages, drawing on a broad range of market leading solutions to meet their clients’ needs. Due to continued business growth, they are now seeking a hands-on Compl...
Compliance Officer
Reed - ME24FD
Employment Type : Full-Time
Compliance Officer Location: Kent Job Type: Full-time, Hybrid We are currently representing a prestigious pensions and wealth advisory company that is seeking a Compliance Officer to enhance their team. This role is integral to ensuring the company maintains its compliance with regulatory standards and fosters a client-focused culture. The successful candidate will report directly to the Compliance Manager and will be instrumen...
Compliance Officer
Personnel Selection - GU514WP
Employment Type : Full-Time
We are a well-established financial services organisation and an industry leader in our field of the buy to let mortgage sector based inn Fleet, Hampshire. We have been established for over 10 years and are now seeking to recruit a Compliance Officer to join our wider Legal and Compliance team. The purpose of the role is to be responsible for supporting the delivery of the Compliance Monitoring Plan by carrying out monitoring activities in line ...
Compliance Officer
ACS Performance - Kent
Employment Type : Full-Time
Key Responsibilities : Regulatory Compliance : Ensuring compliance with laws such as Anti-bribery, Modern Slavery, ESG/Sustainability, Sanctions, Cybersecurity, AI & FOSS. Supply Chain Management : Ensure supply chain compliance with legal and policy standards. Customer Compliance : Handle customer compliance inquiries and questionnaires. Product Compliance : Support Quality Team in product-related compliance tasks. Policy Development : Draf...
Compliance Officer
Clayton Davies Ltd - M600WF
Employment Type : Full-Time
Our client is a well-established and respected Independent Financial Adviser (IFA) firm based in Manchester, dedicated to delivering tailored financial advice with integrity and transparency. With a strong focus on client care and regulatory excellence, they are seeking a proactive and detail-oriented Compliance Officer to join their growing team. The Role: As a Compliance Officer, you will play a key role in supporting the firm’s adherence to F...
Compliance Officer
Reed - ME24FD
Employment Type : Full-Time
Compliance Officer Location: Kent Job Type: Full-time, Hybrid We are currently representing a prestigious pensions and wealth advisory company that is seeking a Compliance Officer to enhance their team. This role is integral to ensuring the company maintains its compliance with regulatory standards and fosters a client-focused culture. The successful candidate will report directly to the Compliance Manager and will be instrumen...
Compliance Officer
Reed - EC2Y8EN
Employment Type : Full-Time
Job Title: Compliance Performance Officer Location: Hybrid – 3 days in-office in London EC2Y Hours: Full-time, 35 hours per week (Monday to Friday, 9am–5pm) Pay Rate: 23.42 – 27.18 per hour (PAYE) Contract Type: 12-month Temporary Contract (subject to change) About the Role My client are seeking a detail-oriented and proactive Compliance Performance Officer to join a busy Property Services team. This role pla...
Compliance Officer
Eden Rose - PR90NS
Employment Type : Full-Time
Compliance Officer – Financial Planning Firm, Southport Are you an astute Compliance professional seeking a critical role within a forward-thinking financial planning firm? This is a compelling opportunity to apply your expertise in shaping robust regulatory frameworks, ensuring operational integrity, and contributing directly to the ethical success of our organisation. Our established financial planning firm in Southport is actively seeking a h...
Compliance Officer
NJR Recruitment - Leicester
Employment Type : Full-Time
Compliance Officer Leicester (Hybrid) We are proud to be representing a credible firm of Independent Financial Planners who are a very well-established, FCA-regulated financial planning firm offering over 36 years of experience delivering tailored advice to both private and corporate clients. As part of a major national network, they offer expert, unbiased guidance across pensions, investments, estate planning, inheritance tax, and mortgages. Bu...
Senior Compliance Officer Compliance Testing
Lorien - London
Employment Type : Full-Time
Senior Compliance Officer (Compliance Testing) London (Hybrid) 6 Month Contract Via Umbrella Lorien's leading investment banking client is looking for an experienced Compliance Officer to join the existing team on an initial 6 month contract. Required Skills: Professional qualification and prior experience in a Compliance role in conducting thematic reviews, controls testing in a financial services environment. Detailed knowledge of specific Com...