compliance & risk officer Jobs - 459
Compliance Officer
NJR Recruitment - Leicester
Employment Type : Full-Time
About US NJR are currently representing a Firm of Independent Financial Planners who are based in Leicester area, and who now require an ambitious and talented Compliance Officer to join their dynamic and forever growing business. Our Client work out of a modern state of the art building and pride themselves on maintaining a family friendly culture. A Compliance Officer / File Reviewer is required to check client files and the documents using fo...
Compliance Officer
MERJE Ltd - London
Employment Type : Full-Time
MERJE is delighted to be partnering with an established and highly reputable global Hedge Fund in their search for a Compliance Officer for their London office. This prestigious Hedge Fund has a rich history of excellence and innovation in the financial sector. With a strong focus on client satisfaction and ethical practices, the company offers a dynamic and rewarding work environment for ambitious professionals looking to develop their careers ...
Compliance Officer
Career Cross Ltd - Northwich
Employment Type : Full-Time
Compliance Officer - Northwich - 30k (pro-rata) 30 hrs per week benefits Our client is looking for a highly organised and detail-oriented Compliance Officer to manage and oversee various compliance functions within the company. The successful candidate will be responsible for ensuring adherence to the BRC standard, managing technical specifications, drafting policies and procedures, conducting risk assessments, and leading audits across differen...
Compliance Officer
ACS Performance - Dagenham
Employment Type : Full-Time
The successful Compliance Officer to support the business in minimising and managing risks, ensuring compliance adherence and improving operations for our employees, partners and stakeholders. Documentation management and review, including but not limited to COSHH, Risk Assessments, Safe Operating Procedures and Toolbox Talks. Setting and achieving key performance indicators, alongside regular reporting to senior site managers/teams and director...
Compliance Officer
Pure Law Recruitment - RG401BN
Employment Type : Full-Time
Job Description I am looking for a compliance officer to join my client (a highly regarded law firm) who will be responsible for ensuring we are compliant in all aspects of regulatory and legal requirements. The successful candidate will assist management and staff to identify and manage regulatory risks. Main Functions and Responsibilities Provide support and on-going assistance to the COLP; COFA; MLRO and DPO in their daily compliance activiti...
Compliance Officer
Robert Walters - London
Employment Type : Full-Time
Our client is seeking a Compliance Officer with a strong background in file reviewing and a deep understanding of FCA COBs, particularly suitability. This role offers the opportunity to work within an established Central Compliance team, reporting directly to the Compliance Manager. The successful candidate will be responsible for conducting file reviews against Suitability requirements and internal standards, ensuring the highest level of compl...
Risk Officer
MERJE Ltd - Wall
Employment Type : Full-Time
MERJE is seeking a highly skilled Risk Officer for a prestigious international banking institution in London. This role offers an exciting opportunity to manage financial risks, ensure regulatory compliance, and contribute to strategic decision-making in a dynamic financial environment. Location: London The Company This leading international corporate banking institution has a rich history and a strong presence in the global financial market. Th...
Compliance Officer
SF Recruitment - Nottingham
Employment Type : Full-Time
Compliance Officer required in Nottingham Location: Nottingham (Hybrid - 2 days in office, 3 days remote) Contract: Full-time, Permanent Salary: 35,000 - 38,000 per annum Are you an experienced Compliance Officer seeking a dynamic role with flexibility? SF Recruitment are looking for a detail-oriented Compliance Officer to help our client uphold and strengthen their commitment to regulatory and internal standards. Based in Nottingham, this hybri...
Compliance Officer
Page Personnel Finance - Chester
Employment Type : Full-Time
A leading financial services business headquartered in Cheshire, is recruiting for a Compliance Monitoring Officer to join on a permanent basis. Client Details This firm specialises in providing a wide range of financial products and services to their clients, ensuring their financial well-being and security. The company is committed to maintaining the highest standards of regulatory compliance and ethical conduct in all operations. Description ...
Compliance Officer
Gold Group Ltd - Germany
Employment Type : Full-Time
Compliance Officer, Dusseldorf Salary between €70-€80,000 As a Compliance Officer the key tasks include the support of management in the compliance function (strategic, operational and functional consulting), the development of strategies and measures to prevent money laundering, counter- terrorist financing and other criminal offences, and to ensure compliance with the German Securities Trading Act. Our client who are a global financial service...